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draft-bakker-middleware-considerations-aaa



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INTERNET-DRAFT                                                 S. Bakker
<draft-bakker-middleware-considerations-aaa.txt>                    AT&T
Expires December 1999                                          June 1999


                   AAA Considerations for Middleware
             draft-bakker-middleware-considerations-aaa-00.txt

Status of this Memo

   This document is a submission to the AAA Working Group of the
   Internet Engineering Task Force (IETF).  Comments should be submitted
   to the aaa-wg@merit.edu mailing list or the author.

   This document is an Internet-Draft and is in full conformance with
   all provisions of Section 10 of RFC2026.  Internet-Drafts are working
   documents of the Internet Engineering Task Force (IETF), its areas,
   and its working groups.  Note that other groups may also distribute
   working documents as Internet-Drafts.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   The list of current Internet-Drafts can be accessed at:

     http://www.ietf.org/ietf/1id-abstracts.txt

   The list of Internet-Draft Shadow Directories can be accessed at:

     http://www.ietf.org/shadow.html.

Abstract

   The IETF AAA Working Group is currently looking at defining the
   requirements for Authentication, Authorization and Accounting.
   Various documents have already been written that outline AAA
   requirements for various services and protocols. This document falls
   into that category, as it outlines some ideas for middleware that
   have specific AAA requirements.

1. Introduction

   When talking about AAA, most discussions seem to focus on a model
   whereby a (possibly roaming) user requires access to some resource in
   a pre-determined domain.  Examples are roaming users dialing into a
   foreign ISP and wishing to retrieve their mail from their home ISP.



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   Another example is an application requesting certain QoS features on
   an end-to-end connection, which requires cooperation between
   intermediate devices and providers.  We will outline another paradigm
   that is best described as a cloud model.

   This cloud model goes much further than the scope of merely the AAA-
   wg and is not easily described in a single document.  However, we
   feel that the idea may pose some additional requirements for AAA.
   Therefore, we won't go into too much detail on the model itself, but
   rather highlight the areas of interest regarding AAA.  For a general
   overview of AAA and the terminology, see [1].

2. The Cloud Model

   In today's Internet, many companies offer content or other services
   over the network. One usually has to subscribe to various services at
   each individual content provider. Subsequently, a user has to
   authenticate herself for each service she uses and will be billed for
   each service separately.

   In the cloud model, the whole network (ISPs, content providers, etc.)
   is viewed as one entity from the user's perspective. The user
   connects to the cloud, authenticates herself and will be able to use
   the services she is subscribe to, such as video-on-demand, voice, e-
   mail, etc. These services need not be provided by the user's ISP
   directly, but can be operated by third parties, which may or may not
   be directly connected to the ISP's infrastructure. The cloud can
   handle the authentication, authorization and accounting of the user's
   activities and present a single bill to the user.

   This cloud model will typically be implemented by a collection of
   middleware products.  A collection of Policy Enforcement Points
   (PEPs) in the ISPs network will act as (proxy-) gateways to the
   various services.

   The importance (and currently lack) of standardization in the
   middleware area has already been stressed in [2], and is not in the
   scope of this document.

 2.1. Terminology

  2.1.1. User

   A user is typically a human, but can also be a network device, an
   application or another network. The cloud model is especially
   focusing on individual human users, but it is not restricted to this.

  2.1.2. ISP and CSP



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   In the context of the cloud model it is important to distinguish
   between parties that provide access to the Internet (the
   infrastructure) in general, and those that provide one or more
   services over that infrastructure (such as voice, video, etc.). In
   this document we will use the term ISP to denote a party that provide
   access to the infrastructure, and CSP (Content/Service Provider) to
   denote a parties providing services over the infrastructure. In many
   instances (as is currently the predominant case) ISPs will be CSPs to
   a large extent, but it is likely that in the future many if not most
   CSPs will be separate from the ISPs.

 2.2. ISP Functions

   The function of the ISP in this model is to act as a single party
   with which the user deals. It will handle requests for subscription
   to various services (CSPs), transparently authenticate users to CSPs
   and present a single itemized bill to the user. Furthermore, the ISP
   should be able to negotiate QoS parameters/bandwidth reservation with
   any intermediate carriers/ISPs.

 2.3. CSP Functions

   The function of the CSP is to provide some service on top of the IP
   infrastructure (voice, video, data). In the cloud model, the CSP has
   no direct relationship with the end-user, but rather with the user's
   ISP.  This means that the CSP will bill the ISP, rather than the end-
   user, for its services.

 2.4. Example

   A user wants to use a video-on-demand service. The user's ISP has
   agreements with CSPs that offer such a service and offers the user
   the ability to subscribe to one or more of them. This could be done
   by phone, through a web page, a custom application, etc. Once
   registered, the user only needs to authenticate herself once to the
   cloud (ISP) and from then on will be able to use the service. The
   middleware, through the ISP, will transparently take care of
   authentication and authorization of service requests on behalf of the
   user.

   The ISP will then add any charges to the user's bill.

 2.5. Benefits

   Some of the benefits of the cloud model are:

   o Abstraction
     The model adds a layer of abstraction and simplifies access to the



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     network from the user's point of view.

   o Less complexity at the edges
     Since much of the authentication/authorization will be done on the
     user's behalf by the ISPs PEPs, the actual software needed at the
     user's side need not be very sophisticated.

3. Trust Relationships

   It is clear that in order for the Cloud Model to work trust
   relationships MUST exist between the ISP and CSPs.

 3.1. Direct Trust Relationships

   If trust relationships are to be established directly, ISPs will have
   to set them up with all CSPs whose services they wish to offer to
   their customers. Some ISPs may hand-pick the CSPs whose services they
   wish to offer to their customers, but many will want to allow their
   users to pick anyone they like. Direct trust relationships do not
   scale well here. Due to the large number of ISPs and CSPs (and hence
   the number of trust relationships) direct trust relationships will
   put a strain on the ISP's and CSP's resources (databases,
   administrative personnel, etc.)  to the extent that for some the
   resources needed for managing these relationships may actually start
   to dwarf those needed to operate the service itself.

 3.2. A Broker Model for Trust Relationships

   Most CSPs will not care very much who their customer is, as long as
   they are able and willing to pay.  Compare this to the use of credit
   cards today.  People can order things on-line and both consumer and
   provider have an agreement with a credit card company, which acts as
   a kind of broker in this case.

   A similar construction could be designed for trust relationships
   between CSPs and ISPs. One could think of a (relatively) small number
   of "Trust Relationship Brokers" (TRB), acting as clearing houses for
   trust relationships. In this model, CSPs and ISPs need only to
   maintain trust relationships with one or several of those TRBs and
   CSPs could authenticate ISPs through the TRBs.

   Many issues remain open in a TRB model, such as who is billing whom.
   The CSP could bill the TRB, who could in turn bill the ISP.
   Alternatively, the TRB could be used to only provide or verify
   billing information (such as credit card number, billing address,
   etc.)

 3.3. TR Requirements



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   It MUST be possible to set up direct trust relationships between ISPs
   and CSPs. Since there is no TRB model in existence today, something
   is needed to bootstrap the Cloud Model.

   It MUST be possible to use a TRB eventually. Whether this will just
   be used for verification and authentication or also as a payment
   clearing house is not clear at the moment. The former requires less
   administration than the latter.

   Perhaps the payment clearing house TRB model is feasible only if the
   TRB is a bank-like institute.

4. AAA Requirements

   In order for this model to be able to work, there are a number of
   requirements on various middleware-related protocols.  AAA is one of
   the key ones.  Let's look at each of the three As (though out of
   order).  In outlining these requirements we follow the guidelines in
   [4].

 4.1. Authentication

   It MUST be possible for the ISP to authenticate on behalf of its
   users. It might be possible to subscribe each user to a CSP
   individually, but since a trust relationship MUST exist between the
   ISP and a CSP, this SHOULD NOT be necessary. Rather, the ISP
   authenticates with one ID (its own) and requests authorization for a
   particular host/service combination.

 4.2. Accounting.

   Accounting is the crux for billing and raises some interesting
   points.  [3] Gives an overview of Accounting Management and we refer
   to that for more in-depth information.

  4.2.1. Inter-domain Accounting

   While inter-domain usage-sensitive accounting is not strictly
   necessary in the cloud model, it SHOULD be provided. It allows the
   ISP and CSP to compare accounting data, thus effectively providing an
   additional integrity check. Since these types of services are still
   in their infancy, we think this type of extra check is crucial in
   debugging.

   Furthermore, real-time inter-domain accounting would allow a user's
   ISP to perform real-time auditing. Real-time auditing is desirable in
   cases where users pre-pay for a service and must be cut off when
   their credit reaches zero (as is currently the case in various mobile



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   telephony services). If this is to be enabled, it MUST also be
   possible for the user's ISP to tell the CSP to end a particular
   session for a user prematurely, i.e. revoke the authorization for
   user/service combination on the fly.

 4.3. Authorization

   Similar to authentication, the ISP MUST be able to get authorization
   for services on behalf of its users. Part of that authorization will
   be intra-domain ("to which services is the user subscribed?"), and
   part will be inter-domain ("can you send that video to user X?").

   Although strictly speaking intra-domain authorization need not be
   standardized (except within the domain itself), it is probably much
   easier if one (set of) mechanism(s) can be used for both the intra-
   and inter- domain authorization.

  4.3.1. Revoking Authorization

   It MUST be possible to revoke the authorization for any session on
   the fly, as explained above. Complicated models are possible, whereby
   the auditing process triggers a parallel process that kills a
   session, or gives feedback to the Accounting protocol, causing the
   CSP's PEP to eventually drop the session.

   Although interesting, these mechanisms are not strictly necessary in
   the cloud model, since all accesses will go through the ISP's PEPs as
   well.  Therefore, in order to kill a session, the ISP's PEP (acting
   as a proxy between user and CSP) can be told to do this. Of course,
   some mechanism needs to be designed for this, but it's an intra-
   domain problem and requires less urgent attention.

   This does however raise another important issue. At the ISPs side, it
   MUST be possible to uniquely identify a real-time accounting session
   with an ongoing user session.

4. Acknowledgments

   The author would like to thank Ryan Moats and Richard V. Huber for
   their comments and suggestions.

5. References

[1] S. Hares, F. Baker. "Requirements for a General Authentication,
    Authorization and Accounting Protocol." (work in progress), draft-
    ietf-hares-aaa-req.txt, December 1998.





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[2] B. Aiken, J. Strassner, B. Carpenter, I. Foster, C. Lynch, J.  Mam-
    bretty, R. Moore, B. Teitelbaum. "Terminology for describing middle-
    ware for network policy and services." (work in progress), draft-
    aiken-middleware-reqndef-00.txt, April 1999.


[3] B. Aboba, J. Arkko.  "Introduction to Accounting Management." (work
    in progress), draft-aboba-acct-00.txt, August 1998.


[4] S. Bradner. "Key words for use in RFCs to Indicate Requirement Lev-
    els", BCP 14, RFC 2119, March 1997.

Author's Address

    Steven Bakker
    AT&T
    Laarderhoogtweg 25
    1101 EB Amsterdam Zuidoost
    The Netherlands

     Phone: +31 20 4097 643
       Fax: +31 20 4531 574
    E-Mail: steven@icoe.att.com



























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