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draft-beadles-aaa-referral



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     Network Working Group                             M. Beadles
     INTERNET-DRAFT                            UUNET Technologies
     Category: Standards Track
     <draft-beadles-aaa-referral-00.txt>
     24 June 1999


                                  AAA Referral



     1.  Status of this Memo


     This document is an Internet-Draft and is in full conformance with all
     provisions of Section 10 of RFC2026.  Internet-Drafts are working doc-
     uments  of  the Internet Engineering Task Force (IETF), its areas, and
     its working groups.  Note that other groups may also distribute  work-
     ing documents as Internet-Drafts.

     Internet-Drafts  are draft documents valid for a maximum of six months
     and may be updated, replaced, or obsoleted by other documents  at  any
     time.   It is inappropriate to use Internet- Drafts as reference mate-
     rial or to cite them other than as "work in progress."

     The   list   of   current   Internet-Drafts   can   be   accessed   at
     http://www.ietf.org/ietf/1id-abstracts.txt

     The  list  of  Internet-Draft  Shadow  Directories  can be accessed at
     http://www.ietf.org/shadow.html.

     The  distribution  of  this  draft  is  unlimited.   It  is  filed  as
     <draft-beadles-aaa-referral-00.txt>  and  expires  December  24, 1999.
     Please send comments to the author.


     2.  Copyright Statement


     Copyright   (C) The Internet Society 1999.  All Rights Reserved.


     3.  Abstract


     This document describes a mechanism whereby,  in  response  to  a  AAA
     request, a AAA server may refer a client to another server, which will
     then directly handle requests from that client.  This is  in  contrast
     to  a  proxy  mechanism, where one AAA server acts as an intermediary,
     communicating with another AAA server on behalf of the AAA client.  An
     implementation  of  this  mechanism  for  Dial Access AAA is presented
     using the RADIUS protocol.





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     4.  Requirements language


     In this document, the key words "MAY", "MUST, "MUST NOT",  "optional",
     "recommended",  "SHOULD",  and  "SHOULD NOT", are to be interpreted as
     described in [KEYWORDS].


     5.  Description of General Mechanism


     This document describes a mechanism whereby,  in  response  to  a  AAA
     request, a AAA server may refer a client to another server, which will
     then directly handle requests from that client.  This is  in  contrast
     to  a  proxy  mechanism, where one AAA server acts as an intermediary,
     communicating with another AAA server on behalf of the AAA client.

     It is envisioned that this mechanism would be of general utility as  a
     means  of  directing  AAA  services  from a home server to an external
     server.  However, this document concentrates on using AAA referral for
     dial  access, keyed off of dialed number identification.  One scenario
     for using this mechanism is described as follows.

     A user dials an Internet Service Provider Point of Presence (ISP POP),
     which  results  in  a  telephony  signal  (ring) being sent to a modem
     attached to the ISP's Network Access Server (NAS).  On receipt of  the
     ring signal, but before going off hook, the NAS makes a request to its
     home AAA server, identifying the  dialed  number  where  the  ring  is
     arriving.   The  AAA  server  examines  its database and determines to
     which AAA server further requests for this session should be directed.
     It  returns the address of this server, called the Referred Server, to
     the NAS.  The NAS then answers the ring and begins PPP negotiation  as
     normal.  During the authentication phase of PPP, when AAA requests are
     originated by that NAS, they are directed not to the first AAA server,
     but  to  the Referred Server, which acts as if it were the home server
     for all AAA services.

     This relationship between the NAS and the Referred Server  is  dynamic
     and  short-lived,  is  tied to a single user session context, and ends
     when the user  session  ends.   Concurrent  or  future  user  sessions
     through  that NAS will have their own AAA server relationships, possi-
     bly including AAA Referral.  Referral for Accounting may  occur  sepa-
     rately from referral for Authentication/Authorization.

     The  Referred Server information may also include attributes directing
     the NAS to make future AAA reequests using a  different  AAA  protocol
     than  the  initial  request.   For  example,  the  first (default) AAA
     request could be made using the RADIUS protocol, but the  home  server
     could  direct  the  NAS to communicate with the  Referred Server using
     the TACACS+ protocol.

     Motivations for this mechanism includes the desire to avoid AAA  prox-
     ies, the desire to enable multiple AAA protocols through a single dial
     access  network,  and  the  desire  to  be  able  to  upgrade  a   AAA



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     infrastructure incrementally.


     6.  Sample Implementation Using RADIUS


     This  mechanism  can  be  implemented  in RADIUS, using the attributes
     defined below, in the following manner.

     A user dials an ISP POP, which results in a ring being sent to a modem
     attached  to the ISP's NAS.  On receipt of the ring signal, but before
     going off hook, the NAS sends a  RADIUS  Access-Request  to  its  home
     RADIUS  server.  This Access Request contains the dialed number in the
     RADIUS Called-Station-Id Attribute, but it does NOT contain  any  user
     authentication  attributes  such  as  User-Name or User-Password.  The
     RADIUS server examines its database and  determines  to  which  RADIUS
     server  further  requests  for  this  session  should be directed.  It
     returns the IP address of this server to the NAS using  the  Referred-
     Server-Address Attribute defined below.  The NAS then answers the ring
     and begins PPP negotiation as normal.  During the authentication phase
     of  PPP, when RADIUS Access-Requests are  originated by that NAS, they
     are directed not to the first RADIUS server,  but  to  the  designated
     Referred Server.


     7.  RADIUS Attribute Definitions



     7.1.  Referred-Server-Address Attribute


     Description
          This   Attribute  contains  the IP address of the Referred RADIUS
          Server. It MAY be included in Access-Accept packets.

     A  summary  of  the  Referred-Server-Address Attribute format is shown
     below.  The fields are transmitted from left to right.

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |      Type     |    Length     |         Address
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Address (cont)         |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     Type
          ? for Referred-Server-Address

     Length
          6

     Address



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          The  Address  field is four  octets.  This field MUST contain the
          IP Address of the Referred RADIUS Server.

     Discussion
          To enable RADIUS Referral, the home RADIUS server MUST include at
          least   one  Referred-Server-Address.  In  the  absence  of  this
          attribute, normal RADIUS packet flows  would  occur  by  default.
          Multiple  Referred-Server-Address  attributes  MAY be returned in
          order to provide a fail-over mechanism.  If  the  first  Referred
          Server  is  unavailable,  the  NAS  can  fail  over  to  the next
          Referred-Server-Address returned.  Note that if failover is used,
          failover  times SHOULD be quick and the list of servers SHOULD be
          short.  Referral takes place after ring but before PPP negotation
          begins,  so  there  is  limited time to perform Referral before a
          user believes that a ring-no-answer has occured.


     7.2.  Referred-Acct-Server-Address Attribute


     Description

          This  Attribute contains the IP address of  the  Referred  RADIUS
          Accounting Server. It MAY be included in Access-Accept packets.

     A   summary  of  the  Referred-Acct-Server-Address Attribute format is
     shown below.  The fields are transmitted from left to right.

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |      Type     |    Length     |         Address
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Address (cont)         |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     Type
          ? for Referred-Acct-Server-Address

     Length
          6

     Address
          The Address field is four  octets.  This field MUST  contain  the
          IP Address of the Referred RADIUS Accounting Server.

     Discussion
          To enable RADIUS Accounting Referral, the home RADIUS server MUST
          include  at  least  one  Referred-Acct-Server-Address.   In   the
          absence  of this attribute, normal RADIUS Accounting packet flows
          would occur by  default.   Multiple  Referred-Acct-Server-Address
          attributes MAY be returned in order to provide a fail-over mecha-
          nism.  If the first Referred Server is unavailable, the  NAS  can
          fail  over  to  the  next  Referred-Acct-Server-Address returned.



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          Note that if failover is used, failover times SHOULD be quick and
          the  list of servers SHOULD be short.  Referral takes place after
          ring but before PPP negotation begins, so there is  limited  time
          to  perform Referral before a user believes that a ring-no-answer
          has occured.  RADIUS Accounting referral  MAY  take  place  sepa-
          rately from RADIUS Referral for authentication.




     7.3.  Referred-Server-Protocol Attribute


     Description
          This   Attribute  indicates the AAA protocol used by the Referred
          RADIUS Server. It MAY be included in Access-Accept packets.

     A  summary  of   the   Referred-Server-Protocol  Attribute  format  is
     shown below.  The fields are transmitted from left to right.

     0                   1                   2                   3
     0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |      Type     |    Length     |         Protocol
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |        Protocol(cont)         |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

     Type
          ? for Referred-Server-Protocol

     Length
          6

     Address
          The  Protocol field is four  octets.  This field MUST contain the
          Protocol used by the Referred RADIUS Server, as  defined  by  the
          following enumeration:

              Code       Protocol
              ------     --------
              0          RADIUS (default)
              1          TACACS+
              2          Diameter

     Discussion
          This  attribute is used when the Referred Server uses an AAA pro-
          tocol other than RADIUS.  It directs the RADIUS client to  use  a
          different  protocol  for subsequent AAA conversations.  Note that
          use of this attribute assumes  that  the  Home  AAA  Server  must
          "know" that the RADIUS Client is capable of supporting the speci-
          fied protocol.  If the RADIUS Client does not support the  speci-
          fied  protocol,  then the RADIUS Client MUST ignore the attribute
          and continue with normal AAA processing.  In  the  absence  of  a



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     INTERNET-DRAFT               AAA Referral                 24 June 1999


          Referred-Server-Protocol attribute, the protocol is assumed to be
          the default value (RADIUS)


     8.  Table of Attributes


     The  following  table  provides  a  guide  to  which  of   the   above
     attributes  may  be found in which kinds of packets, and in what quan-
     tity.

        Request Accept Reject Challenge Acct-Request #  Attribute
        0       0+     0      0         0            ?  Referred-Server-Address
        0       0+     0      0         0            ?  Referred-Acct-Server-Address
        0       0+     0      0         0            ?  Referred-Server-Protocol

     The following table defines the meaning of the above table entries.

        0     This attribute MUST NOT be present in packet.
        0+    Zero or more instances of this attribute MAY be present in packet.
        0-1   Zero or one instance of this attribute MAY be present in packet.


     9.  IANA Considerations


     IANA should allocate 3 numbers from the RADIUS  attribute  name  space
     for the attributes listed above.

     IANA  should  create  a  new  name space for Referred-Server-Protocol.
     This  name  space  should  initially  be  populated  with  the  values
     described above.  The size of this name space is four octets; since it
     is unlikely that there will ever be this many different AAA protocols,
     the name space is in no danger of exhaustion.  IANA can assign numbers
     from this name space directly.  Following  the  policies  outlined  in
     [IANA-CONSIDERATIONS],  the  criteria for allocation from the space is
     "specification required".  The requestor must document  their  use  of
     the Referred-Server-Protocol value in an RFC or other permanent refer-
     ence. Review is not required, as there is little danger  of  the  name
     space becoming polluted.



     10.  References


     [KEYWORDS]  S.  Bradner.   "Key  words  for  use  in  RFCs to Indicate
     Requirement Levels."  RFC 2119, Harvard University, March 1997.

     [RADIUS] C. Rigney,  et.  al.  "Remote  Access Dial In User  Service",
     RFC 2138, Livingston,    Merit, Daydreamer, April 1997.

     [RADIUS-ACCT]   C. Rigney.  "RADIUS Accounting", RFC 2139, Livingston,
     April 1997.



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     INTERNET-DRAFT               AAA Referral                 24 June 1999


     [IANA-CONSIDERATIONS] T. Narten, H. Alvestrand.  "Guidelines for Writ-
     ing  an  IANA Considerations Section in RFCs."  BCP 26, RFC 2434, IBM,
     Maxware, October 1998.



     11.  Author's Address



     Mark Anthony Beadles
     UUNET, an MCI WorldCom Company
     5000 Britton Rd.
     Hilliard, OH 43026

     Phone: 614-723-1941
     EMail: mbeadles@wcom.net



     12.  Full Copyright Statement


     Copyright (C) The Internet Society (1999).  All Rights Reserved.

     This document and translations of it may be copied  and  furnished  to
     others,  and  derivative works that comment on or otherwise explain it
     or assist in its implmentation may be prepared, copied, published  and
     distributed,  in  whole  or  in part, without restriction of any kind,
     provided that the  above  copyright  notice  and  this  paragraph  are
     included on all such copies and derivative works.  However, this docu-
     ment itself may not be modified in any way, such as  by  removing  the
     copyright notice or references to the Internet Society or other Inter-
     net organizations, except as needed  for  the  purpose  of  developing
     Internet standards in which case the procedures for copyrights defined
     in the Internet Standards process must be followed, or as required  to
     translate it into languages other than   English.  The limited permis-
     sions granted above are perpetual and  will  not  be  revoked  by  the
     Internet  Society or its successors or assigns.  This document and the
     information contained herein is provided on an "AS IS" basis  and  THE
     INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK FORCE DISCLAIMS ALL
     WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY  WAR-
     RANTY  THAT  THE  USE  OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY
     RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS  FOR  A
     PARTICULAR PURPOSE."


     13.  Expiration Date


     This  document  is  filed as <draft-ietf-beadles-aaa-referral-00.txt>,
     and expires December 24, 1999.





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