Internet DRAFT - draft-bianchi-qos-multicast-over-diffserv

draft-bianchi-qos-multicast-over-diffserv







Internet Engineering Task Force                             G. Bianchi 
INTERNET-DRAFT                                           University of 
                                                        Palermo, Italy 
Document:                                           N. Blefari-Melazzi 
draft-bianchi-qos-multicast-over-diffserv-00.txt   University of Roma, 
                                                    Tor Vergata, Italy 
                                                           G. Bonafede 
                                                   University of Roma, 
                                                    La Sapienza, Italy 
                                                        E. Tintinelli 
                                                   University of Roma, 
                                                    La Sapienza, Italy 
Category: Informational                                  December 2002 
                                                     Expires June 2003 
 
      MultiGRIP: Quality of Service Aware Multicasting over DiffServ 
 
Status of this Memo 
 
This document is an Internet-Draft and is in full conformance with all 
provisions of Section 10 of RFC2026. Internet-Drafts are working 
documents of the Internet Engineering Task Force (IETF), its areas, and 
its working groups. Note that other groups may also distribute working 
documents as Internet-Drafts. Internet-Drafts are draft documents valid 
for a maximum of six months and may be updated, replaced, or obsoleted 
by other documents at any time. It is inappropriate to use Internet-
Drafts as reference material or to cite them other than as "work in 
progress." 
The list of current Internet-Drafts can be accessed at 
http://www.ietf.org/ietf/1id-abstracts.txt  
The list of Internet-Draft Shadow Directories can be accessed at 
http://www.ietf.org/shadow.html. 
 
1  Abstract 
 
Efficient delivery of real-time multicast traffic imposes on the 
underlying network infrastructure the burden of supporting Quality of 
Service (QoS). This can be quite a complex issue in a Differentiated 
Services (DiffServ) IP network, especially if multicast users are 
allowed to dynamically join and leave the multicast tree. In fact, since 
DiffServ lacks of explicit reservation states, i) a replicating node 
cannot test whether a corresponding reservation exists on an output 
link, and ii) upon a dynamic join of a QoS multicast user, the DiffServ 
network lacks of control functions to verify whether resources are 
available along the new path. In this document, we present a solution to 
support dynamic multicast with QoS over a DiffServ network. Our solution 
combines two ideas. First, resource availability along a new QoS path is 
verified via a probe-based approach. Second, QoS is maintained by 
marking replicated packets with a special DSCP value, before forwarding 
them on the QoS path. We are fully aware that the possible application 
of the principles described in this draft in the Internet raises many 

  
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issues, which we do not address. Our aim, then, is not proposing a 
fully-fledged solution, but contributing to the on-going discussions in 
the international arena on these matters, by means of what we may see 
also as a problem statement document. 
 
Table of Contents 
1 Abstract...........................................................1 
2 Introduction.......................................................2 
3 Motivation and directions..........................................4 
4 QoS Multicast forwarding...........................................5 
5 Establishing QoS...................................................8 
6 Numerical Results.................................................13 
7 Conclusions.......................................................16 
8 Appendix: Security considerations.................................16 
9 References........................................................17 
10 Author's Addresses...............................................18 
11 Full Copyright Statement.........................................19 
 
2  Introduction 
 
The Internet is witnessing the emergence of several Web-based real-time 
multimedia and multicast applications, such as video-conferencing, 
staggered multimedia information retrieval, etc. Unfortunately, the 
current best-effort Internet does not offer Quality of Service (QoS) 
guarantees to effectively support unicast streaming services, let alone 
multicast ones.  
 
Several proposals have appeared in the literature in the area of QoS 
multicast (see [1]). Most of the work concerns the development of 
multicast QoS routing protocols (e.g., [2], [3]and references therein 
contained), i.e., protocols that select multicast paths under QoS 
constraints. Conversely, the issue of endowing current multicast 
protocols with resource reservation and admission control mechanisms has 
been generally confined to be a somehow straightforward extension of 
related unicast protocols. For example, [4] proposes a reservation 
mechanism for multicast traffic based on a reference Internet model very 
similar to that proposed in the Integrated Services approach. In 
addition, the RSVP protocol specification, version 1, [5] has been 
devised to efficiently support multicast traffic. 
 
We argue that novel problems arise in QoS multicast when the reference 
unicast QoS architecture is not based on explicit and stateful resource 
reservation protocols. This is specifically the case for the 
Differentiated Services (DiffServ) framework [6]. DiffServ is a current 
trend in the Internet community for the development of a QoS 
architecture not burdened with the complex task of reservation states 
creation and maintenance. The potential problems, and the complexity of 
supporting multicast in a DiffServ environment are sketched in [6] and, 
in greater details, in [7], [8], [9] (and therein contained references). 
In particular, [7] highlight the following issues. 
 


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   - First, dynamic addition of new members to a multicast group can 
      adversely affect existing other traffic, if resources are not 
      explicitly reserved after each join, since replicated packets get 
      the same Differentiated Services Code Point (DSCP) [6] of the 
      original packet and thus experience the relevant treatment, 
      consuming un-reserved resources.  
   - Second, resources should be reserved separately for each multicast 
      tree associated to a given sender, to allow simultaneous sending 
      by multiple sources, with QoS constraints.  
   - Finally, it appears difficult to support heterogeneous multicast 
      groups, i.e., groups in which different users have different 
      necessities.  
 
More into details, as regards the last point, participants who can cope 
with a best-effort service should coexist with participants needing 
specified and different levels of QoS assurances, so that the same 
multicast group can deliver differentiated services. For instance, a 
user could browse a multicast multimedia session in best-effort mode and 
then decide to switch to a QoS mode (eventually by paying for it).  
 
Other related works are the following. The paper [8] proposes a solution 
for QoS support in DiffServ based on tunneling mechanisms (multicast 
packets encapsulated in DiffServ), which, in coherence with Internet 
principles, pushes the complexity to the borders of the DiffServ 
domains. The paper [9] devises a solution which succeeds in maintaining 
the integrity of negotiated Service Level Agreement (SLA) by means of 
weighted traffic conditioning and receiver-initiated marking schemes; 
admission control operations are performed by suitably signaling network 
management entities (e.g., Bandwidth Brokers û BB -, or suitable 
functionality within ingress routers). This solution also supports 
heterogeneous requirements within a multicast group by encapsulating the 
markings for each of the branches with such heterogeneous QoS 
requirements in the packet header, at the ingress router of the domain. 
 
Finally, it is worth pointing out that QoS multicasting is a challenging 
issue also because DiffServ is a sender-driven paradigm whereas 
multicasting is inherently receiver-driven (more details on this aspect 
can be found in [9]).  
 
In this document, we propose a QoS multicast solution for DiffServ IP 
networks. The goal of our proposed solution is i) to provide flexible 
QoS support with respect to heterogeneous multicast groups, and ii) to 
maintain compatibility with currently deployed multicast protocols, with 
specific reference to PIM (Protocol Independent Multicast) [10], [11]. 
 
The rest of this document is organized as follows. The basic motivations 
and directions of our proposed solution are outlined in section 3. Our 
solution is illustrated in section 4, which explains how a QoS user 
joins a multicast tree, and in section 5, which details how resource 
reservation is performed on a QoS branching path. For convenience of the 
reader, section 5 contains also a sub-section that is devoted to briefly 


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review a unicast DiffServ QoS solution, formerly proposed in [12], [13] 
by some authors of this document, and used as a basic brick for our 
multicast solution. Section 6 contains some introductory performance 
evaluation results, based on simulations. Conclusions and further 
research issues are presented in section 7.  
 
3  Motivation and directions 
 
The design requirements for our proposed solution were: 
 
   - QoS should be envisioned as an incremental addition to existing 
      multicast protocols devised for Best-Effort traffic - in other 
      terms, the QoS multicast solution should be backward compatible; 
   - We aim at devising an overlay solution, i.e., whose applicability 
      over the DiffServ network should be done with minimal modification 
      in the DiffServ router operation and in the underlying routing 
      protocols; 
   - The solution should be flexible with respect to heterogeneity of 
      users within a group, and of distribution trees (source-based or 
      core-based); 
    
Because of these design requirements, we have selected PIM (Protocol 
Independent Multicast), in the Sparse Mode (SM) version [10], [11], as 
the reference multicast routing protocol. The reason is that PIM is 
independent on the underlying unicast routing protocols, and it allows 
several different configurations of the multicast distribution tree 
(unique group shared distribution tree based on a central Core Router; 
different distribution trees per specific source sending to a group; 
coexistence of shared and source-specific trees for the same group).  
 
To provide QoS multicast over DiffServ, two important issues need to be 
considered. The first issue is how to differentiate the service level 
supported on different paths inside the multicast distribution tree. The 
second one is how to provide an admission control function in order to 
support dynamic Joins, from QoS-enabled users. In both cases, recall 
that no per-flow reservation state can be employed in the DiffServ 
routers, whose role, as specified in the DiffServ architecture [6], is 
simply to apply different forwarding disciplines to packet aggregates, 
based on their DSCP value. 
 
To solve the first issue, Bless and Wherle [7] suggest to add an 
additional field in the Multicast Routing Table (MRT), which specifies 
the DSCP(s) to be used for each output link. It is thus possible to 
specify whether the next hop is QoS-enabled (i.e., mark packets with a 
specified DSCP, corresponding to a negotiated QoS level), or not (i.e., 
mark packets with the Best-Effort DSCP). This solution allows 
heterogeneous users to share the same multicast distribution tree, as 
well as it allows deployment of several different QoS levels in the 
network. 
 



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As discussed in section III below, our solution inherits from [7] this 
marking strategy. However, this handy tool is not sufficient by itself 
to provide QoS-aware and differentiated services in a multicast 
environment. As a matter of fact, the authors of [7] assume to rely on 
nonspecific control plane entities (e.g., Bandwidth Brokers), which 
performs an admission control test, and list the following requirements: 
 
   - "there must be a mechanism for DiffServ nodes to inform a 
      management entity about the join request of a new subtree"; 
   - "a mechanism must be supplied for instructing a router to suitably 
      change (and update) the DSCP value in the related multicast 
      routing table entry. This mechanism may be also incorporated into 
      an existing multicast routing protocol as an extension." 
    
In our proposal, we combine a marking strategy very similar to that 
proposed in [7] with a data plane DiffServ-compliant admission control 
function, called GRIP (Gauge & Gate Reservation with Independent Probing 
[12], [13]). As explained in section 5, GRIP can be adapted to the PIM-
SM framework. 
 
4  QoS Multicast forwarding 
 
This section shows the basic protocol operation. More details on the 
joining operation of a QoS user to the multicast distribution tree will 
be given in section 5. For convenience of presentation, we focus on the 
example network scenario illustrated in Fig. 1.  
 
Our discussion will assume PIM-SM as the multicast protocol of 
reference, being the particularization to PIM-SSM (Source-Specific 
Multicast) rather straightforward. In the basic operation of PIM-SM, a 
router, called Rendez-vous Point (RP), is used, for all traffic sources 
S, as the root of the distribution tree for the multicast group. 
Destination hosts Hi avail themselves of Designated Routers (DRi) on 
their LAN, which act on behalf of those hosts as far as the PIM-SM 
protocol is concerned. In other words, the DR manages, on one side, all 
local group management information (e.g., via the IGMP protocol), and, 
on the other side, it emits PIM join/prune messages towards the RP. We 
assume that all routers are DiffServ capable. In addition, we assume 
that while routers A, B and C in Fig. 1 support PIM, intermediate 
DiffServ routers, indicated with the label "R", are transparent to the 
multicast protocol. 
Multicast packets are replicated at each multicast router (these routers 
are the nodes of the multicast tree), and are delivered to the multicast 
destinations according to the routing information provided by the PIM 
protocol operation (see [11]) and stored in a table called Multicast 
Routing Table (MRT). Obviously, multicast routers are stateful, 
according to the standard multicast protocols, while DiffServ routers 
are stateless. In this scenario, scalability derives from the fact that 
only a fraction (possibly small) of the network routers should be 
multicast capable. Note that the tunneling solution adopted in [8] has 
the effect of pushing all the handling of multicast states at the border 


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of the domains. In this sense, also [8] improves scalability by limiting 
the number of stateful routers.  
Following [7], we also assume that each multicast routing table (MRT) 
stores, for each router output interface (oif), an additional entry. 
This entry represents the Differentiated Services Code Point (DSCP) 
value, which is used to mark replicated packets that are forwarded along 
the considered interface. 
 
Fig. 1 shows, in the leftmost column, labeled "Only H1+H2", the MRT 
states for routers A, B, and C, in the assumption that only hosts H1 
(QoS-enabled) and H2 (Best-Effort) are members of the multicast group.                      
In Fig. 1, we use the label "BE" to denote a Best-Effort service, (i.e., 
DSCP 000000) and the label "QoS" to denote a service with pre-defined 
QoS requirements. For the sake of simplicity, in what follows we assume 
that the network provides a single QoS level, in addition to the Best-
Effort service. Extension to multiple QoS levels is discussed in section 
7. 
            +--+                    time 
            |S |                    ---------------------------------> 
            +--+                    Only H1+H2   H3 joins    H4 joins  
             ||                     +--------+  +--------+  +--------+ 
            +--+           +------> | MRT-A  |->| MRT-A  |->| MRT-A  | 
            |RP|           |        |oif|DSCP|  |oif|DSCP|  |oif|DSCP| 
            +--+           |        | 1 |  BE|  | 1 |  BE|  | 1 | QoS| 
   +---+     ||            |        | 2 | QoS|  | 2 | QoS|  | 2 | QoS| 
   |DR1|\   +--+           |        +---+----+  +---+----+  +---+----+ 
   +---+\===|A |-----------+        +--------+  +--------+  +--------+ 
    ||      +--+              +---> | MRT-B  |->| MRT-B  |->| MRT-B  | 
   +--+      ||               |     |oif|DSCP|  |oif|DSCP|  |oif|DSCP| 
   |H1|     +--+              |     | 1 |  BE|  | 1 |  BE|  | 1 |  BE| 
   +--+     |R |   -----------+     | 2 |   -|  | 2 |  BE|  | 2 | QoS| 
   QoS User +--+  /                 +---+----+  +---+----+  +---+----+ 
             ||  /                  +--------+  +--------+  +--------+ 
    +---+   +--+/ +--+ +--+-------> | MRT-C  |->| MRT-C  |->| MRT-C  | 
    |DR2|===|B |==|R |=|C |=\       |oif|DSCP|  |oif|DSCP|  |oif|DSCP| 
    +---+   +--+  +--+ +--+ \\      | 1 |   -|  | 1 |  BE|  | 1 |  BE| 
     ||               //     \\     | 2 |   -|  | 2 |   -|  | 2 | QoS| 
    +--+             //       \\    +---+----+  +---+----+  +---+----+  
    |H2|           +---+     +---+                                     
    +--+           |DR3|     |DR4|     
    BE user        +---+     +---+    |RP:      Rendez-vous Point     
                    ||        ||      |A,B,C:   Multicast routers     
                   +--+      +--+     |R:       Non multicast routers  
                   |H3|      |H4|     |DR:      Designated Router      
                   +--+      +--+     |oif:     output interface       
                  BE user   QoS user  |BE:      Best Effort            
 
                    Fig. 1 û Example network scenario 
 
By looking at Fig. 1, we see that the MRT of router A marks packets 
directed to host H1 (interface 2) with a QoS marking, while it labels 


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packets forwarded to interface 1 as BE. In the MRT of router B, clearly, 
only the interface 1 is active, while router C has no multicast state, 
at the moment. Let us now discuss what happens when, first the Best-
Effort host H3, and then the QoS host H4, join the multicast group.  
 
In the case of H3, we adopt a standard PIM Join operation. The 
Designated Router of H3, DR3, sends a PIM Join(*,G) message towards the 
RP. When a multicast router receives this message, it adds a new entry 
to its multicast routing table (MRT), with a BE value, for the 
associated DSCP marking field. This state will indicate that future 
datagrams destined for group G must be marked as BE, and forwarded on 
the interface where the join message came from. The Join(*,G) message is 
regenerated upstream along what we define as the Branching Path. This is 
the path from the requesting DR to the first router that already has a 
Join(*,G) state for that group, which is called Branching Router. 
Eventually, the Branching Router could coincide with the RP itself. In 
the specific case of Fig. 1, the Branching Path goes from DR3 to router 
B, which is the Branching Router, since it already has a (*,G) state 
created by the Join message coming from host H2, by way of DR2. The 
second column of Fig. 1, labeled "H3 joins", shows the modified 
multicast routing tables in routers A, B and C after a successful join 
of the BE host H3. 
 
In the case of QoS-host H4, a fundamental difference is the extent of 
the Branching Path. If the Designated Router DR4 were to send a standard 
Join(*,G) message, the Branching Router would have been router C, since 
it already has a (*,G) state. However, when a QoS host wants to join the 
group, it needs to send a modified join message, hereafter referred to 
as Join(*,G,QoS) message, which explicitly carries the QoS level the 
host is requesting.  
 
        (note that the new PIM messages considered in this document, 
        i.e., Join(*,G,QoS), Confirm(*,G,QoS), Prune(*,G,QoS), can be 
        built upon the PIM message format specifications, as extensions. 
        In fact, PIM defines only 8 different packets, while a 4-bit 
        packet type field (i.e., 16 possibilities) is available.) 
 
This Join(*,G,QoS) message travels upstream until it either reaches the 
RP, or a router with a (*,G,QoS) state (i.e., a state that instructs a 
router to send QoS marked traffic over at least one of its interfaces). 
We define "QoS Branching Path" the path from the Designated Router to 
the first router that already has a Join(*,G,QoS) state for that group. 
We name such a router as QoS Branching Router (note that it may be the 
RP itself).  
 
In Fig. 1, the QoS Branching Router for host H4 results to be router A. 
The rightmost column of Fig. 1, labeled "H4 joins", shows the modified 
multicast routing tables in routers A, B and C after a successful join 
of the QoS host H4. As a side comment, note that now the distribution 
tree has a QoS path from RP to DR4. Therefore, hosts H2 and H3 will 
receive a BE service only on the last hop of their path. In other words, 


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the fact that some members of the multicast groups require QoS, 
indirectly brings benefits also to Best-Effort users of the same group, 
even if they are not paying for such benefitsà(see section 6 for 
performance results). 
 
Finally, note that a given host may upgrade its service level. For 
example, an host may first send a Join(*,G) message to preview the 
multicast group, and then upgrade to QoS by sending a Join(*,G,QoS). 
This second message is regenerated upstream along the QoS Branching 
Path, and, along its way, it modifies the state of the crossed multicast 
router(s).  
 
It remains to show, in the following section, how resource availability 
along the QoS Branching Path is checked and reserved during a 
Join(*,G,QoS) procedure. 
 
5  Establishing QoS 
 
This section focuses on the detailed operation necessary for a QoS user 
joining the multicast tree to establish QoS on the new QoS Branching 
Path. With reference to the example discussed in Fig. 1, in our 
presentation we focus on the establishment of QoS on the QoS Branching 
Path from router A as a starting point (the network path from RP to 
router A is already QoS enabled, because of QoS user H1), to designated 
router DR4 as a destination point. 
 
     (we assume that QoS on the last hop DR4 -> H4 is provided by some 
     layer-2 mechanism, or, in other words, that when the host H4 wants 
     to join the multicast tree with QoS, a local admission control 
     function on the last-hop segment has been already performed with 
     positive answer.) 
 
Our proposal consists in adapting, to the multicast case, a DiffServ 
compatible stateless admission control operation based on pure data-
plane operation, called GRIP, proposed in [12], [13] with unicast 
traffic in mind. For convenience of the reader, the basic principles of 
GRIP are briefly reviewed in section 5.1, while the adaptations of GRIP 
to multicast are tackled in sections 5.2 and 5.3. 
 
   5.1  Review of the basic, unicast, GRIP operation 
 
Provisioning of QoS in DiffServ networks is frequently assumed to be 
accomplished via static over-provisioning (i.e., over-dimensioning of 
core network links with respect to the expected offered traffic). When 
dynamic provisioning of DiffServ domains is considered, the traditional 
approach is to rely on centralized control entities, often referred to 
as Bandwidth Brokers (BB). A BB is an agent that has sufficient 
knowledge of resource availability and network topology to make 
admission control decisions. Border routers use control protocols to 
interact with this agent. The existence of BBs has been assumed in [7], 
[9] to manage multicast traffic handling strategies.  


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We have shown in [12], [13] that per-flow admission control can be 
supported on stateless DiffServ domains, i.e., with no need of managing 
per-flow states within each core router. We recall that, in the DiffServ 
approach, core routers should not support any explicit signaling 
protocol (this would imply parsing and interpreting higher layer 
information contained in signaling packets payload). Instead, their 
unique duty is to implement low-layer mechanisms devised to forward/drop 
packets, and apply packet scheduling mechanisms, on the basis of the 
DSCP value marked on each IP packet header.  
 
Our admission control procedure, named GRIP (Gauge & Gate Reservation 
with Independent Probing), is based on the idea of using "implicit 
signaling", i.e., GRIP uses pure data-plane operation (packet 
dropping/forwarding) to convey, at the network borders, the information 
that the network is congested and a new flow cannot be accepted. A GRIP 
router is a plain DiffServ router, which handles a number of aggregate 
classes. A packet belongs to a class on the basis of its DSCP value. A 
GRIP router supports at least three different DSCP values: Best Effort 
(BE) packets, QoS information packets, and QoS probing packets. The 
following description will assume that only one QoS level and one 
traffic class is supported (i.e., only one information and one probing 
DSCP label in addition to BE), although we remark that the GRIP router 
operation can be extended to support several levels of QoS and different 
traffic classes.  
 
     (to support several levels of QoS it is necessary to: i) add a new 
     pair of DSCP values (for information and probing packets) for each 
     additional QoS class, and ii) by suitably configuring the 
     (standard) DiffServ scheduling rules among the supported QoS 
     classes to reciprocally protect each of them from congestion 
     eventually arising on other QoS classes. This is perfectly coherent 
     with the DiffServ paradigm, as different QoS classes are handled in 
     a differentiated way. It is worth to note that different DSCP pairs 
     can also be used to manage heterogeneous traffic classes (where a 
     traffic class is defined as a set of sources with equal or very 
     similar traffic parameters, e.g., peak rate, sustainable rate, 
     etc.). In this case, different traffic classes are handled by 
     separate GRIP modules, each implementing a suitably engineered 
     measurement module and decision criterion. Other ways to handle 
     different traffic classes without using separate GRIP modules and 
     DSCP tags, but at the expense of a loss in efficiency, can be found 
     in [15]. Thus, defining the number of traffic classes is a matter 
     of a trade-off between complexity and efficiency. However, we note 
     that separate traffic classes are not necessarily a synonym of 
     complexity and simplistic treatment, but can lead to a greater 
     flexibility). 
 
A measurement element in each GRIP module is in charge of taking a 
smoothed and filtered measure of the load offered by information 
packets. It will soon be clear that this is a measure of the aggregate 


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accepted traffic. On the basis of these traffic measurements, and 
according to a suitable Decision Criterion, the measurement module 
drives an Accept/Reject switch. When the switch is in the ACCEPT state, 
incoming probing packets are forwarded to the output interface. 
Conversely, probing packets are dropped when the switch is in the REJECT 
state. In other words, the router acts as a gate for packets labeled as 
probing, where the gate is opened or closed on the basis of traffic 
estimates taken on the aggregate accepted load (hence the Gauge&Gate in 
the acronym GRIP). As thoroughly shown in [12], the described operation 
is not only compatible with DiffServ, but it is already supported in the 
specification of the DiffServ Assured Forwarding Per-Hop Behavior (AF-
PHB) [14]. 
 
Admission control support via implicit signaling arises when the above 
described operation (localized and independent within each core router) 
is combined with a suitable end-point operation. When a user terminal 
requests a unicast connection for the considered QoS and traffic class, 
the source node transmits a packet whose DSCP is marked as probing. 
Meanwhile, the source node activates a probing phase timeout, lasting 
for a reasonable time. If no response is received from the destination 
node before the timeout expiration, the source node enforces rejection 
of the connection setup attempt. Otherwise, if a feedback packet is 
received in time, the connection is accepted, and control is given back 
to the user application, which starts a data phase, simply consisting in 
the transmission of data packets, whose DSCP is marked as information. 
 
In order for a call setup procedure to succeed, the probing packet needs 
to find all the routers along the path in the ACCEPT state (if the 
probing packet encounters a router in the REJECT state, it gets 
discarded; hence it does not reach the destination, no feedback packet 
will be relayed back, and the call will be blocked as soon as the 
probing phase timeout expires). 
 
It remains to understand which level of QoS provisioning can be offered 
by the GRIP operation. Since the decision criterion is locally taken by 
each router, on the basis of filtered and smoothed measurements taken on 
the aggregate accepted load (i.e., throughput), GRIP effectiveness is 
comparable to Measurement Based Admission Control (MBAC) schemes. In 
fact, GRIPÆs measurement module can make use of state-of-the art MBAC 
mechanisms (e.g., [16] and references therein contained), for which it 
has been shown that a target QoS performance can be obtained by simply 
controlling throughput. An example of a very simple Decision Criterion 
is to switch from ACCEPT to REJECT state when the aggregate load 
measurement exceeds a given threshold, and conversely. A more specific 
example of a Decision Criterion is proposed in [13], where we show that, 
with suitable additional assumptions, it is possible to provide as much 
as hard performance guarantees.  
 
To conclude, it is useful to recall that, even if GRIP bases the 
accept/reject decision on end-point operations, it does not strictly 
belong to the family of schemes generally referred to as Endpoint 


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Admission Control (EAC - see [17] and references therein contained). In 
fact, these schemes assume that the admission control decision is taken 
at the end-point, as a result of a probing phase whose goal is to allow 
the end-points to measure whether network resources are available (i.e., 
external network measures). Conversely, in GRIP the probing phase is 
limited in principle to a single probing packet transmitted in the 
network; the goal of the probing packet is to cross through the core 
routers, and being dropped or forwarded on the basis of internal network 
measurements, which clearly result to be much more effective, as they 
are not bounded to last (as in EAC schemes) for just the call setup 
duration, i.e., few hundreds of ms, for reasonably bounded call set-up 
times. Finally, we remark that GRIP does not require modifying the basic 
router operation by introducing packet marking schemes within routers or 
by forcing routers to parse and interpret higher layer information, as 
done in some literature proposal (quoted in [13]).  
 
   5.2  Adaptation of unicast GRIP to multicast 
 
Let us look back at Fig. 1, remembering that we want to establish QoS, 
considering the network router A as a starting point and the designated 
router DR4 as a destination point. When the QoS Branching Router A first 
receives a Join(*,G,QoS) message, it sends a GRIP Probe down on the 
multicast tree. As reviewed above, the probe is a normal packet, which 
is distinguished from information packets via a special DSCP marking. 
Specifically, if QoS packets are marked with DSCP value, say X1, GRIP 
Probes are marked with a different DSCP value, say X2, which is 
logically associated to X1. For each QoS level, a different pair of 
DSCPs should be reserved. All network routers (i.e., both multicast-
capable routers and non-multicast capable routers) support a DiffServ 
Per-Hop-Behavior (i.e., a data-plane mechanism) which consists in 
letting packets marked as X2 go through only, for instance, if the load 
run-time measured on X1-marked packets is lower than a given threshold. 
 
The result of this operation is that a GRIP Probe is received at the 
destination DR4 only if all the routers along the path are found in a 
non-congested state, defined with a suitable criterion (see e.g., [13]). 
When the GRIP Probe arrives at DR4, a Confirm(*,G,QoS) message is sent 
back as a feedback packet, to notify the sender node A that all the 
routers along the QoS Branching Path can accept a QoS connection. When 
the Confirm(*,G,QoS) message is finally received at router A, the 
multicast data can be forwarded on the new path. As discussed in section 
4, subsequent replicated packets are marked according to the DSCP value 
specified in the Multicast Routing Table. 
 
   5.3  State handling in Multicast Routers 
 
While this basic operation appears a straightforward extension of GRIP, 
there are several details than need to be clarified. A first problem is 
that, although the aim of the GRIP Probe is to check whether the "point-
to-point" communication from A to DR4 can support QoS, in practice it is 
necessary to route the GRIP Probe as a Multicast packet. In fact, the 


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Quality of Service Aware Multicasting over DiffServ      December 2002 
 
GRIP probe needs to follow the same path of the multicast data packets. 
We have solved this problem by using a multicast packet type, for the 
GRIP probe, and by updating the Multicast State within each multicast 
node so as to route the GRIP Probe down to the appropriate output 
interfaces only. This is accomplished by extending the PIM-SM state 
machine associated to each multicast router interface, to manage two 
additional states per QoS class (see Fig. 2): 
 
   - Probing State (PRB state): when a multicast router output 
      interface is in the PRB state, it means that a Join(*,G,QoS) 
      message has been received, but no Confirm(*,G,QoS) message has 
      been received yet.  
   - Join-QoS state: this state is activated after a confirmation 
      message, and it implies that the router output interface is QoS-
      enabled. When in the Join-QoS state, the multicast routing table 
      is set as described in section 4. 
   - When in the PRB state, packets are forwarded according to the 
      following rules: 
   - Packets labeled as information packets are replicated and 
      forwarded according to the existing Multicast Routing Table. With 
      reference to the example of Fig. 1, while host H4 is joining the 
      multicast group (i.e., before a Confirm(*,G,QoS) has arrived), 
      routers A and B continue to operate according to the previous MRT 
      (central column in Fig. 1), i.e., they replicate and forward 
      packets labeled as BE, while router C does not replicate multicast 
      data packets on the output interface 2. 
   - Probes are recognized based on their special DSCP value. They are 
      forwarded only toward interfaces whose state is PRB. With 
      reference to the considered example, a Probe packet is generated 
      at router A and forwarded only on interface 1, while the same 
      Probe packet is forwarded only on interface 2 at both routers B 
      and C.  
    
The extended PIM-SM state machine is illustrated in Fig. 2, in the 
assumption of a single QoS class. In case of more QoS classes, each 
class will have its own Probing and Join-QoS state.  
Moreover, for convenience of illustration, we have not explicitly 
reported in the figure the PIM-SM Prune-Pending state, and a similar 
QoS-Prune-Pending state necessary to handle the QoS class. Entrance in 
this state occurs when a Prune(*,G) message (or, in the case of QoS, a 
Prune(*,G,QoS) message) is received. The system remains in this state 
until a timeout expires, or a Join(*,G) (or Join(*,G,QoS), in the case 
of QoS) is received to refresh the multicast state. In fact, we recall 
that multicast states are "soft" i.e., as long as a group G is active on 
a router interface, the router will periodically receive Join(*,G) 
messages in order to refresh the relevant states. When information 
transfer for this group is no longer desired, the requiring entity 
should stop sending joins for that group, so that the relevant state 
expire. In alternative, an explicit PIM Prune(*,G) message (or a 
Prune(*,G,QoS) in the case of QoS) can be sent towards the RP for that 
multicast group. 


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Quality of Service Aware Multicasting over DiffServ      December 2002 
 
                          Prune(*,G) 
                   [Via Prune-Pending-QoS] 
   +---------------------------------------------------+ 
   |                                                   |     
   |  +---------+       Confirm(*,G,QoS)          +--------+ 
   |  | Probing |-------------------------------->|Join-QoS| 
   |  +---------+                                 +--------+ 
   |       A  A                                        | 
   |       |  |                          Prune(*,G,QoS)| 
   |       |  |                 [via Prune-Pending-QoS]| 
   |       |  |                                        | 
   |       |  +-------------------------------------   | 
   |       |                                        |  | 
   |       |Join(*,G,QoS)              Join(*,G,QoS)|  | 
   |       |                                        |  V    
   |  +---------+           Join(*,G)             +--------+ 
   +->| No Info |-------------------------------->|  Join  | 
      +---------+                                 +--------+ 
           A                                           | 
           |      Prune(*,G) [via Prune Pending]       | 
           +-------------------------------------------+ 
 
                  Fig. 2 û PIM-SM extended state machine 
 
 
6  Numerical Results 
 
As discussed in 5.1, GRIP requires a suitable Decision Criterion, to 
drive the Accept/Reject switch. Here, we adopt the Decision Criterion 
proposed in [13], which is based on the runtime estimation of the number 
of active traffic sources, assumed to be suitably regulated at the 
boundary of the domain by standard Dual Leaky Buckets (DLBs).  
 
In the presence of DLB regulated sources, specific target performance 
(e.g., loss/delay) levels can be hard-guaranteed whenever the maximum 
number of admitted flows does not overflow a suitable threshold K. We 
consider K as a "tuning knob", which allows the domain operator to set 
target performance levels. The relationship between K and the guaranteed 
performance levels results from an off-line computation (see [13]). In 
other words, we choose target performance levels; we map such 
performances in a value of K by means of a suitable algorithm and then 
GRIP enforces such value; as a consequence the QoS traffic will perceive 
the desired performance.  
 
In state-based admission control schemes, the enforcement of the 
threshold K is very simple: it is sufficient to keep track, by means of 
signaling exchanges, of the number of admitted flows N, and accept a new 
connection setup request as long as N.K-1. In our, stateless, procedure 
we estimate at runtime the number of flows, N, avoiding signaling and 
state maintenance, but incurring in possible inefficiencies (see [13] 
for details). 


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Quality of Service Aware Multicasting over DiffServ      December 2002 
 
 
Our criterion does not need assumptions on the traffic source behavior 
beyond the DLB characterization. However, to generate the simulated 
traffic, we have to load the DLBs with specific sources. Our simulator 
has been developed in ns (network simulator, developed at ISI, 
University of Southern California), which allows using several traffic 
models (including recorded traces). For the sake of simplicity, here we 
present results relevant to on-off exponential voice sources. However, 
we performed other experiments by loading the DLBs with, e.g., MPEG, 
H.263 (video) and G.7xx (audio) traces. The sources used in the 
following have On and Off state durations with average values of 352 ms 
and 650 ms, respectively. The bit rate during the On period is equal to 
8 Kbytes/s. The sources are regulated by DLBs with parameters: Peak 
rate= 8 Kbytes/s; Sustainable rate= 3.4 Kbytes/s; Token Bucket Size= 
10600 bytes. The packet size is 106 bytes.  
 
In [18] we report graphically the performance experienced by different 
sets of users in a specific network scenario. Members that joined the 
multicast tree in QoS mode experience differentiated performance, and 
lose no packet in our simulation runs, at the expense of BE members. As 
regards delay, we showed in [18] that by increasing without bound the BE 
load, queuing delay increases up to queue saturation, while our scheme 
protects users who requested QoS, by keeping the relevant mean delay 
constant and under 1 ms, for whatever value of the BE traffic load.  
(zero loss and 1ms of delay were the pre-tuned performance figures to be 
guaranteed to QoS traffic by our scheme). 
 
A more complex simulation scenario, devised to analyze the interaction 
between QoS and BE flows, is plotted in Fig. 3. Here we load the system 
with 100 QoS multicast sources (the same On-Off ones described above); 
their destinations are located in hosts attached to DR1, DR2, DR3 and 
DR4. Background unicast BE traffic is added over links L1 and L2, to 
create bottlenecks (L1 has an offered load of 120% and L2 of 101%).  
 
We run three different experiments. In the first one, only users 
attached to DR1 request QoS, while all other users are in BE mode. In 
the second and third experiment QoS is requested only by users attached 
to DR2 and DR3, respectively. 
The aim of this scenario is to show that when some members of a 
multicast group require QoS, they indirectly bring benefits also to BE 
users belonging to the same multicast group and sharing part of the 
distribution tree. This is shown in Tab. 1.  
For instance, users attached to DR1 experience zero loss and minimum 
delay in all experiments, even if they actually request QoS only in 
experiment 1. Users attached to DR4, who never requested QoS, experience 
better performances when users in QoS mode get closer. We note that this 
effect could be an advantage from the network efficiency point of view. 
 
 
 
 


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Quality of Service Aware Multicasting over DiffServ      December 2002 
 
                       +-----+  +-----+  
    100 QoS sources -> | SQ1 |..|SQ100| 
                       +-----+  +-----+ 
                           \\     // 
                            \\   // 
                             +---+ 
                             |RP |  
                             +---+ 
                              || 20 Mbps 
                             +---+             
                             | A |=======\  
                          ** +---+       \\  
         L1, 100 BE unicast * ||        +---+  Host attached here 
         background traffic * ||        |DR1|  request QoS only in 
                         <** +---+      +---+  Experiment 1 
                             | B |=======\     
                          ** +---+       \\    
         L2, 65 BE unicast  * ||        +---+  Host attached here 
         background traffic * ||        |DR2|  request QoS only in 
                         <** +---+      +---+  Experiment 2 
                             | C |            
                             +---+            
                             // \\            
                            //   \\           
    Host attached here   +---+   +---+    Hosts attached 
    request QoS only in  |DR3|   |DR4|    here request 
    Experiment 3         +---+   +---+    always BE 
 
                       Fig. 3 û Simulator topology 
 
 
However, from a commercial point of view, this might ultimately be a 
concern: best effort users experiencing excellent performance (because 
of their closeness to QoS users) might be unwilling to pay in order to 
upgrade the multicast service to QoS-mode. The Limited Effort (LE) PHB 
proposed in [7], could be applied to mitigate this problem. 
 
          Ploss       Experim. 1     Experim. 2     Experim. 3 
           DR1          0.00%          0.00%          0.00% 
           DR2         17.49%          0.00%          0.00% 
           DR3         17.49%          2.39%          0.00% 
           DR4         17.49%          2.39%          0.00% 
                                                          
        Mean delay    Experim. 1     Experim. 2     Experim. 3 
           DR1           0.2            0.2            0.2 
           DR2          413.3           0.3            0.3 
           DR3          414.6          374.8           0.3 
           DR4          414.6          374.8           0.3 
 
         Tab. 1û Loss (percentage) and delay (in ms), scenario B 


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Quality of Service Aware Multicasting over DiffServ      December 2002 
 
 
7  Conclusions 
 
In this document, we have proposed a QoS multicast solution for DiffServ 
domains. Our solution is built on top of existing multicast protocols 
(PIM) and allows support for both best-effort and QoS users as well as 
upgrading a BE user to a QoS one.  
 
Additional research activities, not presented here because of space 
limitations, include issues such as the simultaneous and flexible 
handling of both source-based and core-based multicast trees. Since PIM 
allows to dynamically change from the latter to the former during a 
multicast session, our solution supports this feature via suitably 
upgraded state machines and procedures; this material is available on 
request [18]. In addition, we defined in details state machines, 
procedure and message formats of our solution, taking PIM as the 
reference protocol. On the other hand, we remark that our solution could 
be deployed starting also from other existing multicast models, such as 
Core Based Tree (CBT) and Source Specific Multicast (SSM). 
 
A number of possible issues deserving future research include:  
 
   - extension to the support of multiple QoS levels, especially those 
      appearing when different PHBs are simultaneously operating on the 
      same link; a possible solution to this issue is addressed in [9]; 
   - support of the so-called Limited Effort (LE) PHB, proposed in [7] 
      to protect already existing traffic (including BE) from new users 
      joining the multicast tree. 
   - end-to-end, inter-domain issues: this document is essentially 
      limited to intra-domain issues, even if the unicast GRIP 
      definition does take into account inter-domain operation and some 
      inter-domain issues are addressed in [8]; 
   - fault tolerance: unicast GRIP faults are discussed in [13], PIM 
      faults are taken into account in the protocol specification, but 
      we still have to address faults deriving from the combination of 
      these two techniques; 
 
8  Appendix: Security considerations 
 
As all admission control functions, our solution presents the risk of 
theft of resources through the unauthorized admission of traffic. 
Although, logically, user terminals are the natural nodes where the 
endpoint admission control should operate, this is not always realistic, 
for the obvious reason that the user may bypass the admission control 
test and directly send probe packets. Identity authentication and 
integrity protection are therefore needed in order to mitigate this 
potential for theft of resources [see RFC2990]. Administrators are then 
expected to protect network resources by configuring secure policers at 
interfaces (e.g., access routers) with untrusted customers. Similar 
protections must be provided at the interface between different domains. 
In particular, it may be necessary to restrict the access to the DS 


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Quality of Service Aware Multicasting over DiffServ      December 2002 
 
class(es) used for admission controlled traffic. For example, a DS 
domain should re-mark packets when they come from an un-trusted adjacent 
DS domain. In more generality, we remark that policing and conditioning 
rules enforced at the border routers of each domain depend on the usage 
of the considered class within the specific domain and thus have to be 
accounted of in the definition of each specific PDB supporting admission 
control.  
 
A quite obvious security hazard is flooding the network with probe 
packets. The objective is twofold. On one side, denial of service 
situations can be easily created, as a massive loading of the network 
with probe packets prevent the setup of normal connection. On the other 
side, the goal might be to affect fairness: the continuous transmission 
of probe packets at a rate higher than normal connection requests is a 
mean to gain faster access to resources when these are made available by 
a router along the path. This implies that some form of traffic 
conditioning and policing is necessary over probe streams. While it is 
simple to recognize an hard attack, by monitoring the probe packets 
crossing an edge router (the probe traffic û at most a few packets per 
originating connection - is minimal in normal conditions, and thus 
sudden increments of the probe load are suspicious), it may be not 
straightforward for DS boundary routers to recognize smoother fairness 
attacks. However, note that the same fairness problem is present also in 
more complex reservation mechanisms, such as RSVP (malicious users can 
continuously require setup to increase their access possibility with 
respect to normal users). 
 
Finally, all the security considerations expressed in [RFC2990] and in 
multicasting related RFCs apply also to our solution. 
 
9  References 
 
   [1] Striegel, G. Manimaran: "A survey of QoS multicasting issues", 
        IEEE Communications, pp. 82-87, June 2002. 
   [2] S. Chen, K. Nahrstedt, Y. Shavitt: "A QoS-aware multicast 
        routing protocol", IEEE JSAC, Vol. 18, No. 12, Dec. 2000. 
   [3] Y. Shuqian Yan, M. Faloutsos, A. Banerjea: "QoS-aware multicast 
        routing for the Internet: the design and evaluation of QoSMIC", 
        IEEE/ACM Transactions on Networking, Vol. 10, No. 1, pp. 54-66, 
        Feb. 2002. 
   [4] V. Firoiu, D. Towsley: "Call admission and resource reservation 
        for multicast sessions", IEEE INFOCOM 1996, pp. 94-101. 
   [5] R. Braden, L. Zhang, S. Berson, S. Herzog, S. Jamin: "Resource 
        ReSerVation Protocol (RSVP) - Version 1 Functional 
        Specification", RFC 2205, Sep. 1997. 
   [6] S. Blake, D. Black, M. Carlson, E. Davies, Z. Wang, W. Weiss: 
        "An Architecture for Differentiated Services", RFC 2475, Dec. 
        1998. 
   [7] R. Bless, K. Wehrle: "IP Multicast in Differentiated Services 
        Networks", Internet Draft, draft-bless-diffserv-multicast-
        03.txt, March 2002, work in progress. 


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Quality of Service Aware Multicasting over DiffServ      December 2002 
 
   [8] Striegel, G. Manimaran: "A Scalable Protocol for Member 
        Join/Leave in DiffServ Multicast", in Proc. of Local Computer 
        Networks (LCN) 2001, Tampa, Florida, Nov. 2001. 
   [9] Yang, P. Mohapatra: "Multicasting in Differentiated Service 
        Domains", IEEE Globecom 2002.  
   [10] Estrin, D. Farinacci, A. Helmy, D. Thaler, S. Deering, M. 
        Handley, V. Jacobson, C. Liu, P. Sharma, L. Wei: "Protocol 
        Independent Multicast-Sparse Mode (PIM-SM): Protocol 
        Specification", RFC 2362, June 1998. 
   [11] Fenner, M. Handley, H. Holbrook, I. Kouvelas: "Protocol 
        Independent Multicast - Sparse Mode (PIM-SM) Protocol 
        Specification (Revised)", draft-ietf-pim-sm-v2-new-05.txt, 
        Internet-Draft, work in progress, March 2002. 
   [12] G. Bianchi, N. Blefari-Melazzi: "Admission Control over Assured 
        Forwarding PHBs: a Way to Provide Service Accuracy in a DiffServ 
        Framework", IEEE Globecom 2001, San Antonio, Texas, USA, 25-29 
        November 2001. 
   [13] G. Bianchi, N. Blefari-Melazzi, M. Femminella: "Per-flow QoS 
        Support over a Stateless DiffServ Domain", Computer Networks, 
        Elsevier, special issue on "Towards a New Internet 
        Architecture", Vol. 40, Issue 1, September 2002, pp. 73 û 87. 
   [14] J. Heinanen, T. Finland, F. Baker, W. Weiss, J. Wroclawski: 
        "Assured Forwarding PHB Group", IETF, RFC 2597, June 1999. 
   [15] G. Bianchi, N. Blefari-Melazzi, M. Femminella, F. Pugini: 
        "Performance Evaluation of a Measurement-Based Algorithm for 
        Distributed Admission Control in a DiffServ Framework", IWDC 
        2001, 17-20 September, 2001, Taormina, Italy (in Lecture Notes 
        in Computer Science, Springer-Verlag, Sergio Palazzo, Ed.). 
   [16] L. Breslau, S. Jamin, S. Schenker: "Comments on the performance 
        of measurement-based admission control algorithms", IEEE Infocom 
        2000, Tel-Aviv, March 2000. 
   [17] L. Breslau, E. W. Knightly, S. Schenker, I. Stoica, H. Zhang: 
        "Endpoint Admission Control: Architectural Issues and 
        Performance", ACM SIGCOMM 2000, Stockholm, Sweden, August 2000. 
   [18] G. Bianchi, N. Blefari-Melazzi, G. Bonafede, E. Tintinelli: 
        "QUASIMODO: QUAlity of ServIce-aware Multicasting Over DiffServ 
        and Overlay networks", to appear on IEEE Network, special issue 
        on "Multicasting: An Enabling Technology", January/February 
        2003. Available on request. 
 
10 Author's Addresses 
 
Giuseppe Bianchi 
DIE, University of Palermo 
Viale delle Scienze, Parco d'Orleans 
90128 Palermo, ITALY 
Tel: +39 091 6566 276 
E-mail: bianchi@elet.polimi.it 
 
Nicola Blefari-Melazzi 
   DIE, University of Roma, Tor Vergata 


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Quality of Service Aware Multicasting over DiffServ      December 2002 
 
   Via del Politecnico, 1 
   00133 - Roma, ITALY 
   Tel: +39 06 7259 7501 
   e-mail: blefari@uniroma2.it 
 
Giuliano Bonafede 
   Infocom Dpt, University of Roma, La Sapienza 
   Via Eudossiana, 18 
   00184 - Roma, ITALY 
 
Emiliano Tintinelli 
   Infocom Dpt, University of Roma, La Sapienza 
   Via Eudossiana, 18 
   00184 - Roma, ITALY 
 
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