Internet DRAFT - draft-eisler-nfsv4-pnfs-dedupe

draft-eisler-nfsv4-pnfs-dedupe






NFSv4                                                          M. Eisler
Internet-Draft                                                    NetApp
Intended status: Standards Track                        October 18, 2010
Expires: April 21, 2011


      Storage De-Duplication Awareness and Sub-File Caching in NFS
                 draft-eisler-nfsv4-pnfs-dedupe-01.txt

Abstract

   This Internet-Draft describes a means to add awareness of de-
   duplication storage to NFS in order to save resources on NFS client
   and to reduce bandwidth for servicing READ and WRITE operations.  The
   means presented leads to a second benefit of providing sub-file,
   block-granular caching.

Requirements Language

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [1].

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on April 21, 2011.

Copyright Notice

   Copyright (c) 2010 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of



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   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.


Table of Contents

   1.  Introduction and Motivation  . . . . . . . . . . . . . . . . .  3
   2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  5
   3.  De-Duplication . . . . . . . . . . . . . . . . . . . . . . . .  5
     3.1.  Scope of De-Duplication  . . . . . . . . . . . . . . . . .  5
     3.2.  READ Optimization via De-Duplication and pNFS  . . . . . .  6
       3.2.1.  The Definition of De-Duplication Layouts . . . . . . .  6
       3.2.2.  Negotiation  . . . . . . . . . . . . . . . . . . . . . 22
       3.2.3.  Operational Recommendation for Deployment  . . . . . . 22
     3.3.  WRITE Optimization When De-Duplication Is Present  . . . . 23
   4.  Sub-File Caching . . . . . . . . . . . . . . . . . . . . . . . 23
     4.1.  Value of the Sub-File Caching Layout Type  . . . . . . . . 24
     4.2.  Sub-File Caching Indirect Layouts  . . . . . . . . . . . . 24
     4.3.  Sub-File Caching Leaf Layouts  . . . . . . . . . . . . . . 24
   5.  Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 25
   6.  Security Considerations  . . . . . . . . . . . . . . . . . . . 25
   7.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 25
   8.  Normative References . . . . . . . . . . . . . . . . . . . . . 27
   Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 27























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1.  Introduction and Motivation

   De-duplication is an emerging trend in the data storage.  De-
   duplication means that two files that have common content derive that
   content from a common location on the same storage device.  As a
   result, the total storage used is less than the total length of each
   file.  De-duplication is also called folding.

   Some file systems have the capability to avoid allocation of storage
   space when the value of each byte in a contiguous range is zero.
   Such a range of a file in such a file system is called a "hole", and
   a file with one or more holes is called a "sparse" file.  Sparse
   files represent a trivial form of de-duplication since the value of
   every hole of X bytes in length is the common.

   De-duplication is accomplished in several ways including,

   o  Hierarchical de-duplication, where one file is derived from
      another, usually by one file starting of as copy of another, but
      zero, or nearly zero bytes of data are actually copied or moved.
      Instead, the two files share common blocks of data storage.  An
      example is a snapshot, where a snapshot is made of a file system,
      such that the snapshot and active file system are equal at the
      time snapshot is taken, and share the same data storage, and thus
      are effectively copies that involve zero or near zero movement of
      data.  As the source file system changes, the number of shared
      blocks of data storage reduces.  A variation of this is a writable
      snapshot (aka clone) which is taken of a file system.  In this
      variation as the source and cloned file systems each change, there
      are fewer shared blocks.

   o  In-line de-duplication, where a storage access protocol initiator
      (e.g. an NFS client) creates content via write operations, and the
      target of the storage access protocol checks if the content being
      written is duplicated some where else on the target's storage.  If
      so, the data is not written, but instead the logical content
      refers to the duplicate.

   o  Background de-duplication, where a background task on the storage
      access protocol target scans for duplicate blocks, and frees all
      but one of the duplicates, mapping the pointers to the now free
      blocks to the remaining duplicate.

   The use of de-duplicated storage does not require changes to the NFS
   protocol.  However if the NFS client is caching content from an NFS
   server that provides access to de-duplicated files, without changes
   to the protocol, inefficient use of the resources like memory and
   network bandwidth will result.  E.g., two files of length 1024 bytes



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   are exactly the same and are de-duplicated.  The client reads, and
   caches the first file.  A process on the client requests to read the
   second file.  If the client were aware the second file was a
   duplicate of the first, it would not have read the second file, nor
   would it have to cache the second file.  A classic use case is
   hypervisors, which switch between multiple guest operating systems on
   a single physical computer.  If each of these guest operating systems
   were cloned from a single source, or if each guest was installed from
   the same operating system installation image, then much of the data
   of each guest might be highly de-duplicated.  De-duplication
   awareness is consistent with the typical reasons for deploying a
   hypervisor: reducing costs by reducing utilization of memory,
   computer cycles, and network.

   Sub-file caching is most useful when two conditions are met:

   o  Multiple NFS clients need to access the same file.

   o  At least one client is modifying the same file, provided this
      client updates a relatively small subset of the file.

   Under these two conditions many situations can occur where whole file
   caching, as enabled by NFSv4 delegations, at best provides no benefit
   and at worst presents a drawback.  Examples include:

   o  One client frequently updates range X of a file, and another
      client frequently reads range Y of a file where X and Y do not
      overlap.  With whole file delegations, each client enters a cycle
      of obtain a delegation, process a recall, perform a READ or WRITE
      to the server, with delegations providing no benefit, and thus
      resources being unnecessarily consumed on the client and server.

   o  Two clients randomly read and write different ranges of the same
      file, and for a sufficiently large file, the probability that they
      need the to access overlapping ranges is very small.  Again, with
      whole file delegations, the clients are locked in the same cycle
      as above.

   This document describes a method by which NFSv4.1 clients can be
   aware of de-duplicated storage for optimizing READ requests.  As
   proposed, optimization of READ requests not require a new minor
   version of NFSv4.  Instead, it requires several new layout types, and
   thus uses the pNFS protocol [2].  The approach presented here for de-
   duplication awareness is easily extended to support sub-file caching
   at arbitrary granularities and for abitrary sets of byte ranges of a
   file.

   This document also describes a method by which NFSv4.x clients can



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   optimize WRITE requests.  The method does require a minor version of
   NFS.

   The XDR description is provided in this document in a way that makes
   it simple for the reader to extract into a ready to compile form.
   The reader can feed this document into the following shell script to
   produce the machine readable XDR description of the de-duplication
   layout:

   #!/bin/sh
   grep "^  *///" | sed 's?^  *///  ??' | sed 's?^.*///??'


   I.e. if the above script is stored in a file called "extract.sh", and
   this document is in a file called "spec.txt", then the reader can do:

    sh extract.sh < spec.txt > dd.x

   The effect of the script is to remove leading white space from each
   line of the specification, plus a sentinel sequence of "///".


2.  Terminology

   o  Source file, the file that contains the de-duplicated data.

   o  Target file, the file the client has opened.

   o  Block, the smallest unit of de-duplication or caching that the
      server is willing to support.

   o  Slab, a byte range that refers to lists of other byte ranges that
      contain de-duplicated data (either in whole, or part).  A slab can
      refer to a lists of smaller slabs, or lists of blocks.

   o  Regular file: An object of file type NF4REG or NF4NAMEDATTR.


3.  De-Duplication

3.1.  Scope of De-Duplication

   This document only de-duplicates the data contents of regular files.
   Everything else is considered metadata, and de-duplication of
   metadata is not considered in this document.  [[Comment.1: Some
   metadata, including the contents of directories and symbolic links,
   as well as attributes (e.g.  ACLs) are practical to de-duplicate, but
   not at the granularity of fixed sized blocks.  A future revision of



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   this document might address de-duplication of metadata.]]

   De-duplication awareness of regular file content in NFS has two
   aspects:

   o  Optimizing READ requests.  Here the goal is to avoid reading a
      pattern of data the client might already have cached.

   o  Optimizing WRITE requests.  Here the goal is to avoid writing a
      pattern of data the server might already have elsewhere, such that
      the pattern can be de-duplicated.

3.2.  READ Optimization via De-Duplication and pNFS

   Providing awareness of de-duplication to clients needs to be
   practical.  If the data structures the server provides to the client
   are not compact, or require expensive processing and/or network
   bandwidth, then de-duplication awareness is not practical.  The
   approach presented in this document uses leaf bitmaps to indicate
   whether a byte range of a file has been de-duplicated, and if so from
   what offset of what file.  Since the granularity of de-duplication
   will vary by implementation, and by file, the NFS server has the
   option of providing indirect bitmaps that refer to bitmaps of finer
   grained byte ranges.  An indirect bitmap can refer to another
   indirect bitmap or a leaf bitmap.

   As noted in Section 1, de-duplication can be the result of
   hierarchical, inline, or background processes.  This document
   presents an approach to providing awareness of de-duplication allows
   servers to optimize for any approach.

   NFSv4.1 introduces pNFS, which allows clients to access data from
   multiple storage devices.  This means that the NFS server is
   distributed across a set of nodes on a network.  Such a server might
   be capable of de-duplication among the server's nodes.  The de-
   duplication awareness feature will allow servers to present awareness
   of cross-node de-duplication to NFS clients.

3.2.1.  The Definition of De-Duplication Layouts

3.2.1.1.  Name of De-Duplication Striping Layout Type

   There are multiple de-duplication layout types, in order to support
   multiple levels of indirection plus a leaf level.  Since the maximum
   sized file in pNFS is 2^64 - 1 bytes, a total of 63 levels of
   indirection are provided.

   There are two sets of de-duplication layout types.



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   o  Within the first set, the name of the top-level de-duplication
      layout type is LAYOUT4_DEDUP_TOP.  The names of the remaining de-
      duplication layout types are in this set LAYOUT4_DEDUP_LEVEL_<xx>,
      where <xx> is a two digit decimal number that ranges between 02
      and 64.  The server MUST NOT return LAYOUT4_DEDUP_LEVEL_<xx> in
      the response to a GETATTR request for the fs_layout_type
      attribute.

   o  Within the second set, the name of the top-level de-duplication
      layout type is LAYOUT4_DEDUP_ROC_TOP.  The names of the remaining
      de-duplication layout types are in this set
      LAYOUT4_DEDUP_ROC_LEVEL_<xx>, where <xx> is a two digit decimal
      number that ranges between 02 and 64.  The server MUST NOT return
      LAYOUT4_DEDUP_LEVEL_<xx> in the response to a GETATTR request for
      the fs_layout_type attribute.

3.2.1.2.  Value of De-Duplication Striping Layout Type

   See Section 7.

3.2.1.3.  Definition of the da_addr_body Field of the device_addr4 Data
          Type

   ///  %#include "nfs4_prot.h"
   ///
   ///  %/* Encoded in the da_addr_body field. */
   ///
   ///  union dd_layout_addr switch (bool ddla_simple) {
   ///    case TRUE:
   ///      multipath_list4 ddla_simple_addr;
   ///    case FALSE:
   ///      layouttype4     ddla_complex_addr;
   ///  };


                                 Figure 1

   The device address is only used in leaf layouts, and even then, only
   when cross server-node de-duplication is in effect.  There are two
   types of device addresses, a simple network address, with zero or
   more alternate addresses for multipathing, or a complex address which
   is the value of another layout type.  The value of
   ddla_complex_addr.ddldp_ltype MUST NOT be LAYOUT4_DEDUP_TOP or any of
   LAYOUT4_DEDUP_LEVEL_<xx>.







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3.2.1.4.  Definition of the loh_body Field of the layouthint4 Data Type

   ///  enum dd_layout_hint_care4 {
   ///
   ///         DD4_CARE_STRIPE_UNIT_SIZE    = 0x040,
   ///         DD4_CARE_STRIPE_UNIT_ALIGN   = 0x100
   ///  };
   ///  %
   ///  %/* Encoded in the loh_body field of type layouthint4: */
   ///  %
   ///  struct dd_layouthint4 {
   ///         uint32_t       ddlh_care;
   ///         length4        ddlh_stripe_unit_size;
   ///         length4        ddlh_stripe_unit_align;
   ///  };

                                 Figure 2

   The layout-type specific content for the LAYOUT4_DEDUP_TOP layout
   type is composed of three fields.  The first field, ddlh_care, is a
   set of flags indicating which values of the hint the client cares
   about.  If DD4_CARE_STRIPE_UNIT_SIZE is set, then the client
   indicates in the second field, preferred unit of granularity for de-
   duplication in bytes.  If DD4_CARE_STRIPE_UNIT_ALIGN is set, then the
   client indicates in the third field, the preferred minimum alignment
   de-duplicated units.  For example, if the client specifies
   ddlh_stripe_unit_size as 1024, and ddlh_stripe_unit_align as 128,
   then if two files have in common content a string of bytes that is
   1024 bytes long, and the string is at offset zero in the first file,
   and offset 1024 + 128 = 1152 in the second file, then the client
   would like the server to de-duplicate the common 1024 byte string.
   Note that the leaf layouts returned by the server are unable to
   indicate byte ranges that are not whole multiples of the unit size
   the server uses, so if the server accepts a layout hint with
   ddlh_stripe_unit_align less than ddlh_stripe_unit_size, it will
   report units that are equal to ddlh_stripe_unit_align.  If the client
   specifies a value in ddlh_stripe_unit_align that is greater than the
   value of ddlh_stripe_unit_size, the server will ignore the
   ddlh_stripe_unit_align hint.












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3.2.1.5.  Definition of the loc_body Field of the layout_content4 Data
          Type

   ///  %/*
   ///  %/* How the bits of each element
   ///  % * of ddll_blockmap are split up
   ///  % */
   ///  const DDLL4_BLKMAP_MASK_ACTIVE      = 0x8000000000000000;
   ///
   ///  %/* The remain bits follow DDLL4_BITS_* */
   ///  const DDLL4_BLKMAP_MASK_PARTITIONED = 0x7FFFFFFFFFFFFFFF;
   ///
   ///  %/* These constants index into ddll_bmap_partition */
   ///  const DDLL4_BITS_FOR_DEVID_IDX   = 0;
   ///  const DDLL4_BITS_FOR_FH_IDX      = 1;
   ///  const DDLL4_BITS_FOR_BLK_NUM_IDX = 2;
   ///
   ///  struct dd_layout_leaf4 {
   ///    length4   ddll_block_size;
   ///
   ///  % /* ddll_blockmap_partition[0-2] MUST add up to 63 */
   ///
   ///    opaque    ddll_blockmap_partition[4];
   ///    verifier4 ddll_fhsuffix;
   ///    nfs_fh4   ddll_fhlist<>;
   ///    uint64_t  ddll_change_attr<>;
   ///    deviceid4 ddll_devlist<>;
   ///    uint64_t  ddll_blockmap<>;
   ///  };
   ///
   ///  struct dd_layout_indirect4 {
   ///    length4     ddli_slab_size;
   ///    layouttype4 ddli_next_level;
   ///    bitmap4     ddli_bitmap;
   ///  };
   ///
   ///  union dd_layout4_u switch (bool ddl_is_leaf) {
   ///    case TRUE:
   ///      dd_layout_leaf4     ddl_leaf;
   ///    case FALSE:
   ///      dd_layout_indirect4 ddl_indirect;
   ///  };
   ///  struct dd_layout4 {
   ///    offset4      ddl_firstoff;
   ///    offset4      ddl_lastoff;
   ///    dd_layout4_u ddl_u;
   ///  };




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                                 Figure 3

   The first fields further bound the layout.

   o  ddl_firstoff, the first offset in the file that the layout has de-
      duplication information for.  The relationship between the
      lo_offset field of the layout4 data type that envelops the de-
      duplication layout and ddl_firstoff is that ddl_firstoff MUST be
      greater than or equal to lo_offset.  If ddl_firstoff is not equal
      to lo_offset, then this means that the byte range from lo_offset
      through ddl_firstoff - 1 inclusive either has not been de-
      duplicated or the server has decided to not provide the
      information.  The value of the field ddl_firstoff MUST be a whole
      multiple of ddli_slab_size or ddll_block_size.

   o  ddl_lastoff, the last offset in the file that the layout has de-
      duplication information for.  Field ddl_lastoff MUST be greater
      than or equal to ddl_firstoff.  Field ddl_lastoff MUST be less
      than or equal to lo_offset + lo_length - 1.  If the difference
      between ddl_lastoff and lo_offset + lo_length - 1 exceeds zero,
      then this means that byte range from offset ddl_lastoff + 1
      through lo_offset + lo_length - 1 inclusive either has not be been
      de-duplicated or the server has decided to not provide the
      information.  The value of the ddl_lastoff + 1 MUST be a whole
      multiple of ddli_slab_size or ddll_block_size, even if this means
      ddl_lastoff goes beyond the end of file.

   The remainder of the de-duplication layout is either a leaf layout or
   an indirect layout.

   An indirect layout consists of,

   o  ddli_slab_size is the length, in bytes of each slab represented by
      the ddli_bitmap bitmap array.

   o  ddli_next_level is the layout type the NFS client MUST use when
      using LAYOUTGET to get finer grained de-duplication information
      about the de-duplication of one or more slabs.  This field SHOULD
      be one of LAYOUT4_DEDUP_LEVEL_<xx>.  The use of ddli_next_level
      provides a hint to the server for what slab or block size to use
      on the next level of de-duplication.

   o  ddli_bitmap is a bitmap.  If bit N is set in ddli_bitmap, then
      this means that slab N has de-duplicated content.  Each bit
      respects a byte range (a slab) of size ddli_slab_size, such that
      ddl_firstoff is the start of the first slab (slab zero, relative
      to ddl_firstoff).  Slab N represents the byte range ddl_firstoff +
      N * ddli_slab_size to ddl_firstoff + (N + 1) * ddli_slab_size - 1,



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      inclusive.  The field ddli_bitmap is an array of elements each
      consisting of a 32 bit unsigned integer.  The number of elements
      in ddli_bitmap MUST be greater than or equal to ((((ddl_lastoff -
      ddl_firstoff) + 1) / ddli_slab_size) / 32) rounded up to the next
      whole number.

   A leaf layout consists of,

   o  ddll_block_size is the length, in bytes of each slab represented
      by the ddll_blockmap array.

   o  ddll_blockmap_partition is an array of bytes, the first three of
      which are inspected by the client.  This array indicates how each
      element of ddll_blockmap is partitioned.

   o  ddll_fhlist is an array of zero or more filehandles.  Each element
      of ddll_blockmap can correspond to a filehandle in ddll_fhlist.
      Each filehandle represents a source file that has a de-duplicated
      block that it shares with the target file.  If the array is of
      zero length, then the source file for all de-duplicated blocks is
      the target file.

   o  ddll_fhsuffix MUST be appended to each filehandle in ddll_fhlist
      that the client uses for READ or LAYOUTGET operations.  This
      allows the server to detect if the client is using an invalid
      layout.

   o  ddll_change_attr is an array of zero or more change attributes.
      If the value of the layout type is between LAYOUT4_DEDUP_TOP and
      LAYOUT4_DEDUP_LEVEL_64, inclusive, then the length of
      ddll_change_attr MUST be greater than or equal to 1.  If the value
      of the layout type is between LAYOUT4_DEDUP_ROC_TOP and
      LAYOUT4_CACHE_LEVEL_64, inclusive, then the length of
      ddll_change_attr MUST be zero.

   o  If ddll_change_attr is not zero in length, then each element
      corresponds an element in ddll_fhlist with the same position in
      the array.  I.e. ddll_change_attr[i] is the change attribute for
      the source file identified by ddll_fhlist[i].  If the array is of
      zero length, then for each byte range represented by an element of
      ddl_blockmap that has DDLL4_BLKMAP_MASK_ACTIVE set, the server
      promises to recall the layout of the byte range before the data on
      the range mapped from the source file (represented by an element
      of ddl_fhlist) is changed and before data on range of the target
      file changed.  If the ddll_fhlist array is of zero length, and the
      ddll_change_attr array has one element, then ddll_change_attr[0]
      is the change attribute for the source file, which also happens to
      be the target file.



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   o  ddll_devlist is an array of zero or more device IDs, for the
      purpose of enabling cross-node de-duplication.  Each element of
      ddll_blockmap can correspond to a device ID in ddll_devlist.  Each
      device ID represents a device that has a source file with a de-
      duplicated block.  The device ID is always for a LAYOUT4_DEDUP_TOP
      device, and can either map to a network address of an MDS, or a
      non-de-duplication layout type.  The device ID will map to an MDS
      network address if the source file has not been striped.
      Otherwise, the device ID will be the layout type used for striping
      the file.  By providing the layout type, the client does not have
      to send a GETATTR request on the source file for fs_layout_type
      attribute.

   o  ddll_blockmap is an array of elements, each a 64 bit unsigned
      integer.  Each element corresponds to a block of size
      ddll_block_size.  E.g., the first element, ddll_blockmap[0]
      corresponds to the byte range, ddl_firstoff through ddl_firstoff +
      ddll_block_size - 1 inclusive.

      *  If ddll_blockmap[i] & DDLL4_BLKMAP_MASK_ACTIVE is non-zero,
         then this element corresponds to a block that is de-duplicated.
         Otherwise, the element does not correspond to a de-duplicated
         block, and the rest of the element is undefined.

      *  The mask ddll_blockmap[i] & DDLL4_BLKMAP_MASK_PARTITIONED
         represents a bit field that is partitioned according to the
         content of ddll_blockmap_partition.

         The element ddll_blockmap_partition[DDLL4_BITS_FOR_DEVID_IDX]
         indicates how many bits at the start of the bit field are for
         indexing into the ddll_devlist array.  The number of elements
         in ddll_devlist MUST be less than or equal to
         2^ddll_blockmap_partition[DDLL4_BITS_FOR_DEVID_IDX].  If
         ddll_blockmap_partition[DDLL4_BITS_FOR_DEVID_IDX] is zero, then
         this means that the blocks of the source file come from the
         same MDS as the target file.

         The element ddll_blockmap_partition[DDLL4_BITS_FOR_FH_IDX]
         indicates how many bits in the middle of the bit field are for
         indexing into the ddll_fhlist array.  The number of elements in
         ddll_fhlist MUST ne less than or equal to
         2^ddll_blockmap_partition[DDLL4_BITS_FOR_FH_IDX].  If
         ddll_blockmap_partition[DDLL4_BITS_FOR_FH_IDX] is zero, this
         means that the source file is the same as the target file in
         every element of ddll_blockmap_partition.

         The element ddll_blockmap_partition[DDLL4_BITS_FOR_BLK_NUM_IDX]
         indicates how many bits at the end of the bit field correspond



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         to an absolute block number into the source file.  The absolute
         offset is calculated by computing the product of
         ddll_block_size and the absolute block number.  If
         ddll_blockmap_partition[DDLL4_BITS_FOR_BLK_NUM_IDX] is zero,
         then this means the absolute block number of the source is the
         same as the absolute block number of the target.

         The dynamic partitioning of the ddll_blockmap element allows
         for several optimizations.  If the de-duplication in the range
         identified by the layout is due to hierarchical de-duplication,
         then there is no need for a block number, so
         ddll_blockmap_partition[DDLL4_BITS_FOR_BLK_NUM_IDX] will be
         zero.  If there is no cross node de-duplication in the range
         then ddll_blockmap_partition[DDLL4_BITS_FOR_DEVID_IDX] will be
         zero.  If all the de-duplication in the range is confined to
         the target file, i.e. the duplicate blocks were only in the
         target file and no other file, then
         ddll_blockmap_partition[DDLL4_BITS_FOR_FH_IDX] will be zero.

   An outline for an algorithm for processing a read() system call when
   the potential for de-duplicated data exists follows.  This algorithm
   illustrates how the layout is interpreted.  In this algorithm, we
   assume that the client always starts with a layout that spans the
   entire file.


   /*
    * Returns a vector call "result" of elements
    * containing key / value pairs of ((offset,
    * length), (status, source_mds, source_fh,
    * source_offset)).
    */

   dedupe_read(read_offset, read_length, target_fh,
       layout4 logr_layout[]) {

     if (number of elements in logr_layout == zero) {
       result[(read_offset, read_length)] =
           NO_DEDUP_AVAILABLE;

       return result;
     }

     for i from the end of logr_layout to start {
       if (logr_layout[i].lo_offset > read_offset) {
         continue;
       }




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       /* check for range split across segments */
       if (logr_layout[i].lo_length <
           read_length) {

         read_offset_A = read_offset;
         read_length_A = logr_layout[i].lo_length;
         read_offset_B = logr_layout[i+1].lo_offset;
         read_length_B = read_length -
           read_length_A;

         result[(read_offset_A, read_length_A)] =
           dedupe_read(read_offset_A, read_length_A,
           target_fh, logr_layout);

         result[(read_offset_B, read_length_B)] =
           dedupe_read(read_offset_B, read_length_B,
           target_fh, logr_layout);

         return result;
       }

       /*
        * If requested offset exceeds last offset of this layout
        * segment, then we have no de-dupe opportunity.
        */
       if (read_offset > ddl_lastoff) {
         result[(read_offset, read_length)] =
           NO_DEDUP_AVAILABLE;
         return result;
       }

       last_offset = read_offset + read_length - 1;

       if (last_offset > ddl_lastoff) {
         /* we cannot de-dupe the entire range */

         result[(ddl_lastoff + 1, last_offset -
           ddl_lastoff)] = NO_DEDUP_AVAILABLE;
         last_offset = ddl_lastoff;
       }
       if (read_offset < ddl_firstoff) {
         /* we cannot de-dupe the entire range */

         result[(read_offset, ddl_firstoff -
           read_offset)] = NO_DEDUP_AVAILABLE;
         read_offset = ddl_firstoff;
       }




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       if (ddl_is_leaf == FALSE) {
         /*
          * Indirect layout. See if the slabs that correspond
          * to the affected range are de-duplicated.
          */

         let trunc_read_off = read_offset truncated
           to next lowest multiple of
           ddli_slab_size;

         let round_last_off = (last_offset rounded
           to next highest multiple of
           ddli_slab_size) - 1;

         first_bit = trunc_read_off /
           ddli_slab_size;
         last_bit =
           (round_last_off + 1) / ddli_slab_size;

         for (j = first_bit; j++; j <= last_bit) {
           k = j / 32;
           l = j mod 32;
           bit = l << 1;

           if (j == first_bit) {
             read_offset_A = read_offset;
             read_length_A = trunc_read_off +
               ddli_slab_size - read_offset;

           } else {
             read_offset_A = ddl_firstoff + (j *
               ddli_slab_size);
             read_length_A = ddli_slab_size;
           }

           if ((ddli_bitmap[k] & bit) == 1) {
             next_layout_off = j * ddli_slab_size +
               trunc_read_off;

             next_layout_length = ddli_slab_size;
             next_layout_type = ddli_next_level;

             if (client does not have layout for
                 (next_layout_off,
                 next_layout_length, and
                 ddli_next_level) {

                send a LAYOUTGET request;



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             }
             let logr_layout_A = logr_layout array
                 of layout for (next_layout_off,
                 next_layout_length,
                 next_layout_type);

             result[(read_offset_A, read_length_A)]
               = dedupe_read(read_offset_A,
               read_length_A, target_fh,
               logr_layout_A);

           } else {
             result[(read_offset_A, read_length_A)]
               = NO_DEDUP_AVAILABLE;

           }
         }
       } else {
         /* process a leaf layout */

         /*
          * determine the masks for block number, filehandle index, and
          * device ID index.
          */
         let trunc_read_off = read_offset truncated
           to next lowest multiple of
           ddll_block_size;

         let round_last_off = (last_offset rounded
           to next highest multiple of
           ddll_block_size) - 1;

         bits_for_blknum = ddll_blockmap_partition
           [DDLL4_BITS_FOR_BLK_NUM_IDX];

         mask_for_blknum = 0;
         for (j = 0; j < bits_for_blknum; j++) {
           mask_for_blknum = (mask_for_blknum
             << 1) | 1;
         }

         bits_for_fh = ddll_blockmap_partition
           [DDLL4_BITS_FOR_FH_IDX];

         mask_for_fh = 0;
         for (j = 0; j < bits_for_fh; j++) {
           mask_for_fh = (mask_for_blknum <<
             1) | 1;



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         }

         mask_for_fh = mask_for_fh <<
           bits_for_blknum;

         bits_for_dev = ddll_blockmap_partition
           [DDLL4_BITS_FOR_DEVID_IDX];

         mask_for_dev = 0;
         for (j = 0; j < bits_for_dev; j++) {
           mask_for_dev = (mask_for_dev << 1)
             | 1;
         }
         mask_for_dev = mask_for_dev <<
           (bits_for_blknum + mask_for_fh);

         if ((bits_for_blknum + bits_for_fh +
             bits_for_dev) != 63) {

           result[(read_offset, read_length)] =
             CORRUPT_LAYOUT;

           return result;
         }

         first_block = trunc_read_off /
           ddll_block_size;
         last_block = (round_last_off + 1) /
           ddll_block_size;
         slopoff = read_offset - trunc_read_off;
         sloplen = round_last_off - last_offset;

         read_offset_A = trunc_read_off;

         for (j = first_block; j++, read_offset_A +=
             ddll_block_size; j <= last_block) {

           if (ddll_blockmap[j] &
               DDLL4_BLKMAP_MASK_ACTIVE) {

             blockmap = ddll_blockmap[j] &
               DDLL4_BLKMAP_MASK_PARTITIONED;

             source_length = ddll_block_size;
             source_change = 0;
             source_dev = 0;

             if (mask_for_blknum == 0) {



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               source_offset = ddl_firstoff + j *
                 ddll_block_size;
             } else {
               source_offset = (blockmap &
                 mask_for_blknum) * ddll_block_size;
             }

             if (j == first_block) {
               source_offset += slopoff;
               read_offset_B = read_offset;
             } else {
               read_offset_B = read_offset_A;
             }

             if (j == last_block) {
               source_length -= sloplen;
             }

             if (mask_for_fh == 0) {
               source_fh = target_fh;

               if (number of elements in
                   ddll_change_attr > 0) {
                 source_change = ddll_change_attr[0];
               }
             } else {
               fhidx = (blockmap & mask_for_fh) >>
                 bits_for_blknum;
               source_fh = ddll_fhlist[fhidx];
               if (number of elements in
                   ddll_change_attr > 0) {
                 source_change =
                   ddll_change_attr[fhidx];
               }
             }
             read_source_fh = source_fh concatenated
               with ddll_fhsuffix;
             source_ltype = 0;
             source_mds = MDS of target_fh;
             if (mask_for_dev != 0) {
               devidx = (blockmap & mask_for_dev) >>
                 bits_for_blknum;
               source_dev = ddll_devlist[devidx];

               if (client does not have device
                   address for source_dev) {
                 send a GETDEVICEINFO
                   (LAYOUT4_DEDUP_TOP, source_dev);



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               }

               if (ddla_simple from GETDEVICEINFO is
                   TRUE) {
                 let source_mds be an element of
                   ddla_simple_addr;
               } else {
                 source_ltype = ddldp_ltype;

                 if (client does not have layout for
                     (source_mds, source_fh,
                     source_ltype, source_offset,
                     source_length)) {

                   send a LAYOUTGET request for
                     (read_source_fh, source_ltype,
                     source_dev, source_offset,
                     source_length) to target_fh's
                     MDS;

                   cache LAYOUTGET result;
                 }

                 if (client still does not have
                     layout for (source_mds, source_fh,
                     source_ltype, source_offset,
                     source_length)) {
                   source_ltype = 0;
                 } else {
                   let source_layout = the layout
                     from cache;
                 }
               }
             }

             if (source_change == 0 || client has
                 delegation on source_fh) {

               if ({source_fh, source_mds,
                   source_offset, source_length} in
                   cache) {

                 result[(read_offset_B,
                   source_length)] =

                   (SATISFY_READ_FROM_CACHE,
                   source_mds, source_fh,
                   source_offset;)



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               } else {
                 if (source_ltype == 0) {
                   if (read_source_fh not yet open)
                   {
                     send an OPEN request for
                       read_source_fh;
                   }
                   send a { PUTFH read_source_fh,
                     READ source_offset,
                     source_length } request to
                     source_mds;

                   enter results in cache;

                 } else {
                   read from read_source_fh,
                     source_offset, source_length
                     according to source_layout;

                   enter results in cache;
                 }
                 result[(read_offset_B,
                   source_length)] =
                   (SATISFY_READ_FROM_CACHE,
                   source_mds, source_fh,
                   source_offset);

               }
             } else {
               if ({source_mds, source_fh,
                   source_offset, source_length} in
                   cache) {

                 send a { PUTFH source_fh, GETATTR
                   change } request to source_mds;

                 if (change attribute ==
                     source_change) {

                   result[(read_offset_B,
                     source_length)] =
                     (SATISFY_READ_FROM_CACHE,
                     source_mds, source_fh,
                     source_offset);

                 } else {
                   result[(read_offset_B,
                     source_length)] =



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                     (STALE_DEDUP_LAYOUT,
                     source_mds, source_fh,
                     source_offset);

                 }
               }
             }
           }
         }
       }
       return result;
     }

     /* should never get here */
     result[(read_offset, read_length)] =
       CORRUPT_LAYOUT;

     return result;
   }


                                 Figure 4

   There is a trade off between resources (space and time) used for
   providing de-duplication layouts (especially leaf layouts) and
   resources for redundant caching of de-duplicated storage.  E.g., if a
   client has to descend through 52 levels of caching to avoid caching a
   single 4096 byte block twice, then it is not cost effective for the
   server to return a layout.  On the other hand, if 99% of a file is
   using de-duplicated storage, then having a complete block map for a
   one gigabyte file, or at least the parts of the file the client wants
   to cache, is more effective than redundantly caching nearly one
   gigabyte of storage.

3.2.1.6.  Definition of the lou_body Field of the layoutupdate4 Data
          Type

   ///  %/*
   ///  % * LAYOUT4_DEDUP_TOP or any of LAYOUT4_DEDUP_LEVEL_<xx>.
   ///  % * Encoded in the lou_body field of type layoutupdate4:
   ///  % *      Nothing. lou_body is a zero length array of octets.
   ///  % */
   ///  %

                                 Figure 5

   The LAYOUT4_DEDUP_TOP and LAYOUT4_DEDUP_LEVEL_<xx> layout types have
   no content for lou_body filed of the layoutupdate4 data type.



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3.2.1.7.  Storage Access Protocols

   The LAYOUT4_DEDUP_TOP and LAYOUT4_DEDUP_LEVEL_<xx> layout types use
   NFSv4.1 operations (and potentially, operations of higher minor
   versions of NFSv4, subject to the definition of a minor version of
   NFSv4) to access de-duplicated data.  The de-duplication layout types
   do not affect access to storage devices.  Thus a client might be able
   to obtain both a de-duplication layout type and a non-de-duplication
   layout type (e.g., LAYOUT4_NFSV4_1_FILES, LAYOUT4_OSD2_OBJECTS, or
   LAYOUT4_BLOCK_VOLUME) on the same regular file.

3.2.1.8.  Revocation of Layouts

   Servers MAY revoke de-duplication layouts.  A client using a de-
   duplication layout SHOULD check if the change attribute of the source
   file has changed.  The use of the ddll_fhsuffix will prevent clients
   using revoked de-duplication layouts from using potentially stale
   information.  Attempts to use filehandles with the value of
   ddll_fhsuffix appended, will result in NFS4ERR_STALE.

3.2.1.9.  Recovery

   [[Comment.2: it is likely this section will follow that of the files
   layout type specified in the NFSv4.1 specification.]]

3.2.1.9.1.  Failure and Restart of Client

   TBD

3.2.1.9.2.  Failure and Restart of Server

   TBD

3.2.1.9.3.  Failure and Restart of Storage Device

   TBD

3.2.2.  Negotiation

   A pNFS client sends a GETATTR request for the fs_layout_type
   attribute to see if the LAYOUT4_DEDUP_TOP layout type is supported.

3.2.3.  Operational Recommendation for Deployment

   Deploy the de-duplication layouts when it a significant fraction of
   data storage is de-duplicated.





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3.3.  WRITE Optimization When De-Duplication Is Present

   There are two goals

   o  Avoid a WRITE of a pattern if client knows that server has stored
      that pattern somewhere else besides the combination of target file
      and byte range. the server

   o  Even if the client does not know if the pattern is stored
      somewhere, provide a hint to the server that allows it to quickly
      determine if the pattern is present.

   Accomplishing the former merely requires an operation that refers the
   server to a byte of a file it has stored.  One way to is to leverage
   the proposed COPY operation [3].  Accomplishing the latter can be
   done by the client providing checksums of byte range it would like to
   avoid writing.  However, to do so would require that client and
   server agree on checksum algorithm, which has the practical problem
   that clients and servers with pre-existing de-duplication features
   are likely to not agree on the checksum algorithm.  For this reason,
   this version of the document does not pursue the second goal.

   One caveat using COPY to achieve the first goal (avoiding a WRITE
   when the client knows the server has stored the pattern elsewhere) is
   that there is a window between the time the client has cached a byte
   range of the source file and the time the server receives the COPY
   request.  The use of a de-duplication layout that guarantees a recall
   before the relevant byte range of the source file is changed.  Note
   that this guarantee is only present if ddll_change_attr is of zero
   length.  The client requires a way to force the server to return such
   de-duplication layouts.  When the client requests the top level de-
   duplication layout with a type equal to LAYOUT4_DEDUP_TOP |
   LAYOUT4_DEDUP_RECALL_ON_CHANGE.  The value of
   LAYOUT4_DEDUP_RECALL_ON_CHANGE is mask with one bit set:

   ///  const LAYOUT4_DEDUP_RECALL_ON_CHANGE = 0x40;

                                 Figure 6


4.  Sub-File Caching

   Sub-file caching is built using the concepts and data structures
   defined in Section 3.2, which introduces a set of layout types that
   allow customers to optimize READ operations when the NFS client and
   server support de-duplication.  Sub-file caching provides a subset of
   the functionality defined by the LAYOUT4_DEDUP_ROC_TOP layout type
   (and layout types LAYOUT4_DEDUP_ROC_LEVEL_02 through



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   LAYOUT4_DEDUP4_ROC_LEVEL_64 inclusive).  The primary similarity is
   that a sub-file cache leaf layout provides a guarantee that if a
   block is mapped in the bitmap, then the server will recall a layout
   covering that block before allowing the block to be modified.  The
   primary difference is that sub-file cache leaf layout does not have
   de-duplication references.

4.1.  Value of the Sub-File Caching Layout Type

   See Section 7.

4.2.  Sub-File Caching Indirect Layouts

   Indirect layouts for sub-file caching have the same format and data
   types as indirect layouts for de-duplication.

4.3.  Sub-File Caching Leaf Layouts

   Leaf layouts for sub-file caching have the same format and data types
   as indirect layouts for de-duplication.  However, there are the
   following restrictions:

   o  The value of ddll_blockmap_partition[DDLL4_BITS_FOR_DEVID_IDX]
      MUST be zero.

   o  The value of ddll_blockmap_partition[DDLL4_BITS_FOR_FH_IDX] MUST
      be zero.

   o  The value of ddll_blockmap_partition[DDLL4_BITS_FOR_BLK_NUM_IDX]
      MUST be 63.

   o  The length of ddll_fhlist MUST be zero.

   o  The length of ddll_change_attr MUST be zero.

   o  The length of ddll_devlist MUST be zero.

   The effect of the length of ddll_change_attr being of zero length is
   that server will recall the layout of a block before allowing that
   block to be modified.  Except for the restriction that
   ddll_change_attr is of zero length, the effect of the above
   restrictions is to disable de-duplication when using the sub-file
   caching layout types.  If client wants both sub-file caching and de-
   duplication awareness, it can request the LAYOUT4_DEDUP_ROC_TOP
   layout type.

   Note that the client can safely cache a block of file only if block's
   corresponding element in the ddll_blockmap array has the



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   DDLL4_BLKMAP_MASK_ACTIVE bit set.  The rest of the bits of the
   element of ddll_blockmap MUST be equal to the array index of the
   element.


5.  Acknowledgements

   Thanks to Pranoop Erasani, Arthur Lent, and Dave Noveck for
   validating the strategy described in this document.


6.  Security Considerations

   If an ACCESS operation by the principal on the source file would
   fail, then the server has take care when processing requests for de-
   duplication layouts of the target file.  If the server is unable to
   perform access control at the granularity of the a byte-range, then
   the server MUST NOT allow the principal to read the source file.  A
   related concern is that if the server can provide per-byte-range
   access, then the server will need to allow an OPEN operation of the
   source file by the principal.  The server will need to reject READ
   operations for the non-de-duplicated data.  The reader should adjust
   the algorithm in Figure 4 accordingly.


7.  IANA Considerations

   This specification requires 196 additions to the Layout Types
   registry described in Section 22.4 of [2].  Each added entry has five
   fields.  The first entry is:

   1.  Name of layout type: LAYOUT4_DEDUP_TOP.

   2.  Value of layout type: TBD1.  [[Comment.3: Note to IANA.  Assign
       LAYOUT4_DEDUP_TOP a value that is a whole multiple of 64.]]

   3.  Standards Track RFC that describes this layout: RFCTBD65, which
       is the RFC of this document.

   4.  How the RFC Introduces the specification: L.

   5.  Minor versions of NFSv4 that can use the layout type: 1.

   The second through 64th additions to the Layout Types registry each
   have the following form, where <xx> is a decimal number between 02
   and 64, inclusive:





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   1.  Name of layout type: LAYOUT4_DEDUP_LEVEL_<xx>.

   2.  Value of layout type: The result of the expression: <xx> - 1 +
       LAYOUT4_DEDUP_TOP.

   3.  Standards Track RFC that describes this layout: RFCTBD65, which
       is the RFC of this document.

   4.  How the RFC Introduces the specification: L.

   5.  Minor versions of NFSv4 that can use the layout type: 1.

   The 65th entry is:

   1.  Name of layout type: LAYOUT4_DEDUP_ROC_TOP

   2.  Value of layout type: The value assigned to LAYOUT4_DEDUP_TOP
       logically ORed with LAYOUT4_DEDUP_RECALL_ON_CHANGE.

   3.  Standards Track RFC that describes this layout: RFCTBD65, which
       is the RFC of this document.

   4.  How the RFC Introduces the specification: L.

   5.  Minor versions of NFSv4 that can use the layout type: 1.

   The 66th through 128th additions to the Layout Types registry each
   have the following form, where <xx> is a decimal number between 2 and
   64, inclusive:

   1.  Name of layout type: LAYOUT4_DEDUP_ROC_LEVEL_<xx>.

   2.  Value of layout type: The result of the expression: <xx> - 1 +
       LAYOUT4_DEDUP_ROC_TOP.

   3.  Standards Track RFC that describes this layout: RFCTBD65, which
       is the RFC of this document.

   4.  How the RFC Introduces the specification: L.

   5.  Minor versions of NFSv4 that can use the layout type: 1.

   The 129th entry is:

   1.  Name of layout type: LAYOUT4_CACHE_TOP

   2.  Value of layout type: The value assigned to LAYOUT4_DEDUP_TOP + 2
       * LAYOUT4_DEDUP_RECALL_ON_CHANGE.



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   3.  Standards Track RFC that describes this layout: RFCTBD65, which
       is the RFC of this document.

   4.  How the RFC Introduces the specification: L.

   5.  Minor versions of NFSv4 that can use the layout type: 1.

   The 130th through 192nd additions to the Layout Types registry each
   have the following form, where <xx> is a decimal number between 2 and
   64, inclusive:

   1.  Name of layout type: LAYOUT4_CACHE_LEVEL_<xx>.

   2.  Value of layout type: The result of the expression: <xx> - 1 +
       LAYOUT4_CACHE_TOP.

   3.  Standards Track RFC that describes this layout: RFCTBD65, which
       is the RFC of this document.

   4.  How the RFC Introduces the specification: L.

   5.  Minor versions of NFSv4 that can use the layout type: 1.


8.  Normative References

   [1]  Bradner, S., "Key words for use in RFCs to Indicate Requirement
        Levels", RFC 2119, March 1997.

   [2]  Shepler, S., Eisler, M., and D. Noveck, "NFS Version 4 Minor
        Version 1", RFC RFC5661, Jan 2010.

   [3]  Lentini, J., Eisler, M., and D. Kenchammana, "NFS Version 4
        Minor Version 1", draft-lentini-nfsv4-server-side-copy-05.txt
        (work in progress), Jul 2010.


Author's Address

   Mike Eisler
   NetApp
   5765 Chase Point Circle
   Colorado Springs, CO  80919
   US

   Phone: +1-719-599-9026
   Email: mike@eisler.com




Eisler                   Expires April 21, 2011                [Page 27]